Matthew P. Waldman
Professional summary
Matthew Phillip Waldman, who also goes by Matt Waldman, is a registered financial advisor currently at DIVVI WEALTH MANAGEMENT located in Kansas City, Missouri.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Matthew has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Phillip Waldman's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 22, 2022 - Present
DIVVI WEALTH MANAGEMENT
September 1, 2004 - January 13, 2017
IVY DISTRIBUTORS, INC.
September 1, 2004 - August 23, 2021
WADDELL & REED
May 4, 2000 - August 17, 2004
RAYMOND JAMES & ASSOCIATES, INC.
April 7, 2000 - August 17, 2004
RAYMOND JAMES & ASSOCIATES, INC.
Primary Firm SEC Registration
DIVVI WEALTH MANAGEMENT
CRD#: 318241 / SEC#: 801-134413
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/1/2022)
(2/22/2022)
(6/6/2022)
Exams
Series 7TO
Date: 3/26/2024
General Securities Representative ExaminationCurrent Firm
DIVVI WEALTH MANAGEMENT
CRD#: 318241 / SEC#: 801-134413
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 706 |
| AUM (Assets Under Management) | $ 111,248,589 |
Red Flags
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