Michael J. Salscheider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Salscheider was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1970. Michael had worked at 4 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2015 - August 17, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 2, 2015 - September 9, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 2, 2015 - December 31, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 28, 2014 - September 4, 2015
WOODBURY FINANCIAL SERVICES, INC.
April 6, 1989 - September 4, 2015
WOODBURY FINANCIAL SERVICES, INC.
April 14, 1982 - December 21, 1988
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
September 14, 1979 - October 18, 1983
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
November 20, 1970 - September 13, 1979
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/12/1970
Registered Representative ExaminationCurrent Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
