Michael H. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Henry Robinson was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2017 - April 27, 2018
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
November 1, 2017 - April 27, 2018
LASALLE ST SECURITIES, L.L.C.
July 22, 2013 - November 15, 2017
J.P. MORGAN SECURITIES LLC
July 22, 2013 - November 15, 2017
J.P. MORGAN SECURITIES LLC
March 14, 2005 - April 23, 2012
B. RILEY WEALTH ADVISORS, INC.
February 4, 2005 - July 22, 2013
NATIONAL SECURITIES CORPORATION
July 21, 2003 - February 7, 2005
MORGAN STANLEY DW INC.
March 28, 2001 - February 7, 2005
MORGAN STANLEY DW INC.
January 18, 2000 - February 21, 2001
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
Contact information
SEC notice filing (46 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,941 |
| AUM (Assets Under Management) | $ 4,346,509,887 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
