Deborah A. Freed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Ann Freed, who also goes by Deborah Ann Freed, Debbie Freed Madden, Deborah Ann Freed Madden, Deborah Ann Freed-madden, Debbie Freed, Deborah Ann Madden, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 2000. Deborah had worked at 3 firms and has passed the Series 63, Series 6TO, SIE, Series 6, Series 26 and Series 51 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2019 - December 16, 2020
ALLSTATE FINANCIAL SERVICES, LLC
January 31, 2017 - December 31, 2018
ALLSTATE FINANCIAL SERVICES, LLC
March 21, 2014 - December 18, 2015
ALLSTATE FINANCIAL SERVICES, LLC
January 14, 2013 - June 14, 2013
FARMERS FINANCIAL SOLUTIONS, LLC
May 18, 2011 - March 29, 2012
ALLSTATE FINANCIAL SERVICES, LLC
November 2, 2010 - April 28, 2011
HORACE MANN INVESTORS, INC.
January 26, 2000 - February 26, 2010
ALLSTATE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 2/20/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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