Richard M. Salomon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Marshall Salomon was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1971. Richard had worked at 6 firms and has passed the Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2002 - October 31, 2012
D/B/A/ BAY FORTUNE INVESTORS
December 18, 1991 - December 7, 2001
A. G. EDWARDS & SONS, INC.
April 27, 1987 - September 3, 1987
INTERNATIONAL HERITAGE SECURITIES, INC.
July 22, 1975 - June 6, 1986
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
March 16, 1973 - August 21, 1975
SHEARSON HAYDEN STONE INC.
June 24, 1971 - March 16, 1973
HAYDEN STONE INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 6/21/1971
Registered Representative ExaminationCurrent Firm
D/B/A/ BAY FORTUNE INVESTORS
CRD#: 128540 / SEC#:
Contact information
Red Flags
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