Allen C. Forrest

FR FINANCIAL ADVISORS

CORAL SPRINGS, FL 33067

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CRD#: 4094827

Professional summary

Allen Curtis Forrest is a registered financial advisor currently at FR FINANCIAL ADVISORS LLC located in Coral Springs, Florida.

Allen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Allen has worked at 3 firms and has passed the Series 66, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen Curtis Forrest's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 8, 2005 - Present

FR FINANCIAL ADVISORS LLC

Office #1: 5521 University Drive Suite 104, Coral Springs, FL 33067

RIA

CRD#: 135980

CORAL SPRINGS, FL

Past

August 5, 2004 - August 16, 2005

KOVACK SECURITIES INC.

RIA

CRD#: 44848

CORAL SPRINGS, FL

Past

July 6, 2001 - August 16, 2005

KOVACK SECURITIES INC.

CRD#: 44848

FT. LAUDERDALE, FL

Past

March 6, 2000 - July 10, 2001

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FR FINANCIAL ADVISORS LLC

CRD#: 135980 / SEC#: 801-130330

RIA

Registered Investment Advisory firm - (5/24/2024 Approved)

Florida

Registered Investment Advisory firm - (6/18/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/10/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/8/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/29/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/26/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/4/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/30/2002

General Securities Principal Examination

Current Firm

FR FINANCIAL ADVISORS LLC

CRD#: 135980 / SEC#: 801-130330

RIA

Registered Investment Advisory firm - (5/24/2024 Approved)

Florida

Registered Investment Advisory firm - (6/18/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/10/2025 Terminated)

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Contact information

Main Address

5521 University Drive Suite 104, Coral Springs, FL 33067

Mailing Address

Phone number

(954) 755-0222

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FR FINANCIAL ADVISORS LLC FORM ADV PART 2A (9/15/2025)

Regulatory assets under management

Total Number of Accounts	308
AUM (Assets Under Management)	$ 122,600,599

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Allen C. Forrest

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen Curtis Forrest's CRS (Customer Relationship Summary).

Certified licenses

Experience

FR FINANCIAL ADVISORS LLC

KOVACK SECURITIES INC.

KOVACK SECURITIES INC.

CETERA FINANCIAL SPECIALISTS LLC

Primary Firm SEC Registration

FR FINANCIAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/29/1999

Series 7

Date: 9/26/2002

Series 6

Date: 3/4/2000

Series 24

Date: 10/30/2002

Current Firm

FR FINANCIAL ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FR FINANCIAL ADVISORS LLC

TRUST BUT VERIFY

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