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Frank A. Rowella

R & R WEALTH STRATEGIES
RIDGEFIELD, CT 06877
Some features on this profile are disabled
CRD#: 4094168
FR

Professional summary

Frank Anthony Rowella JR., who also goes by Frank A. Rowella Jr., is a registered financial advisor currently at R & R WEALTH STRATEGIES, LLC located in Ridgefield, Connecticut.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Frank has worked at 2 firms and has passed the Series 66 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Frank A. Rowella Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Anthony Rowella JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 4, 2010 - Present

R & R WEALTH STRATEGIES, LLC

Office #1: 90 Grove Street Suite 201, Ridgefield, CT 06877
RIA
CRD#: 151405
RIDGEFIELD, CT
Past

July 19, 2004 - February 20, 2009

R & R WEALTH STRATEGIES, LLC

RIA
CRD#: 115395
RIDGEFIELD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(1/4/2010)
IAR
New York
(7/19/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/30/1999
Uniform Combined State Law Examination

Current Firm

R&
R & R WEALTH STRATEGIES, LLC
R & R WEALTH STRATEGIES, LLC

CRD#: 151405 / SEC#:

Connecticut
Registered Investment Advisory firm - (1/4/2010 Approved)
New York
Registered Investment Advisory firm - (12/2/2016 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
57 North Street, Ridgefield, CT 06877
Mailing Address
Phone number
(203) 438-0161
Established
Firm type
Fiscal year end
# of Employees
5

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

R & R WEALTH STRATEGIES, LLC

CRD#: 151405Ridgefield, CT 06877

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