Frank A. Rowella

R & R WEALTH STRATEGIES

RIDGEFIELD, CT 06877

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CRD#: 4094168

Professional summary

Frank Anthony Rowella JR., who also goes by Frank A. Rowella Jr., is a registered financial advisor currently at R & R WEALTH STRATEGIES, LLC located in Ridgefield, Connecticut.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Frank has worked at 2 firms and has passed the Series 66 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Frank A. Rowella Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REYNOLDS & ROWELLA, LLP CERTIFIED PUBLIC ACCOUNTANTS 90 GROVE STREET, RIDGEFIELD, CT 06877 PARTNER START DATE: 10/1985 APPROXIMATELY 180 HOURS/MONTH TAX AND ACCOUNTING SERVICES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Anthony Rowella JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2010 - Present

R & R WEALTH STRATEGIES, LLC

Office #1: 90 Grove Street Suite 201, Ridgefield, CT 06877

RIA

CRD#: 151405

RIDGEFIELD, CT

Past

July 19, 2004 - February 20, 2009

R & R WEALTH STRATEGIES, LLC

RIA

CRD#: 115395

RIDGEFIELD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/4/2010)

IAR

New York
(7/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/30/1999

Uniform Combined State Law Examination

Current Firm

R & R WEALTH STRATEGIES, LLC

CRD#: 151405 / SEC#:

Connecticut

Registered Investment Advisory firm - (1/4/2010 Approved)

New York

Registered Investment Advisory firm - (12/2/2016 Approved)

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Contact information

Main Address

57 North Street, Ridgefield, CT 06877

Mailing Address

Phone number

(203) 438-0161

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Frank A. Rowella

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Anthony Rowella JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

R & R WEALTH STRATEGIES, LLC

R & R WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/30/1999

Current Firm

R & R WEALTH STRATEGIES, LLC

Contact information

Documents

Red Flags

Company Information

R & R WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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