TM
Timothy S. Mccarthy
PARADIGM WEALTH ADVISORY LLC
Avon, CT 06001
Some features on this profile are disabled
CRD#: 4093949
TM
Professional summary
Timothy Stephen Mccarthy is a registered financial advisor currently at PARADIGM WEALTH ADVISORY LLC located in Avon, Connecticut and LPL FINANCIAL LLC located in Avon, Connecticut.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Timothy has worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/3/2011 - US Wealth Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 6/29/2012: McCarthy Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 2/26/2013: US Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 12/04/2013: US Wealth Farmington Valley - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 5. 09/16/2021 - CFG BROKERAGE NETWORK - Investment Related - 101 FEDERAL STREET, SUITE 800, BOSTON, MA 02110 - Non-Variable Insurance - Start Date: 05/06/2021 - 5 Hours Per Month/5 Hours During Securities Trading. 6. 10/15/2021 - Coastal Insurance Consulting - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent/Broker - Started 04/01/2021 - 5 Hours Per Month During Securities Trading. 7. 07/19/2022 - GREAT VALL INSURANCE ADVISOR BROKERS (GVAIB) - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Agent - Start Date - 06/01/2022 - 5 Hours Per Month/5 Hours During Securities Trading. 8. 12/1/2023: Paradigm Wealth Advisory, LLC; At Reported Business Location(s); Registered Investment Advisor Hybrid; Inv. related; start date 11/1/2023; 120hrs/mo. during trading; I provide investment advisory services through Paradigm Wealth Advisory LLC, an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9. 12/28/2023 - Paradigm Tax Solutions, LLC - Investment Related - At Reported Business location(s) - Outside/W-2 Employment - Tax Preparation - Started: 11/1/2023 - 60 Hrs/Mo; 3 hrs During Trading. 10. 07/18/2024 - Paradigm Wealth Advisorrs, llc - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/01/2023 - 10 Hours Per Month/ 1 Hour During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Stephen Mccarthy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 22, 2023 - Present
PARADIGM WEALTH ADVISORY LLC
Office #1: 30 Tower Lane Suite 130, Avon, CT 06001RIA
CRD#: 283120
Avon, CT
Current
December 2, 2011 - Present
LPL FINANCIAL LLC
Office #1: 30 Tower Lane, Avon, CT 06001RIA
BD
CRD#: 6413
Avon, CT
Past
May 3, 2021 - November 6, 2023
GREAT VALLEY ADVISOR GROUP, LLC
RIA
CRD#: 123913
AVON, CT
Past
May 14, 2009 - December 3, 2011
OSAIC FS, INC.
BD
CRD#: 3870
AVON, CT
Past
January 10, 2006 - May 21, 2009
U.S. WEALTH ADVISORS, LLC.
BD
CRD#: 126924
AVON, CT
Past
October 31, 2005 - December 31, 2005
OSAIC SERVICES, INC.
BD
CRD#: 133763
AVON, CT
Past
December 5, 2001 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
October 31, 2000 - June 4, 2021
U.S. FINANCIAL ADVISORS
RIA
CRD#: 108763
AVON, CT
Past
February 28, 2000 - December 10, 2001
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
January 18, 2000 - February 28, 2000
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PARADIGM WEALTH ADVISORY LLC
PARADIGM WEALTH ADVISORY LLC | PW ADVISORS
CRD#: 283120 / SEC#: 801-107403
RIA
Registered Investment Advisory firm - (3/23/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/17/2022)
RR
California(12/2/2011)
RR
Connecticut(12/2/2011)
IAR
Connecticut(11/22/2023)
RR
Florida(12/2/2011)
RR
Hawaii(2/10/2022)
RR
Maryland(4/27/2021)
RR
Massachusetts(12/2/2011)
RR
Nevada(2/13/2013)
RR
New Hampshire(8/30/2021)
RR
New Jersey(9/4/2014)
RR
Pennsylvania(9/4/2023)
RR
South Carolina(12/2/2011)
RR
Washington(5/17/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PARADIGM WEALTH ADVISORY LLC
PARADIGM WEALTH ADVISORY LLC | PW ADVISORS
CRD#: 283120 / SEC#: 801-107403
RIA
Registered Investment Advisory firm - (3/23/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1140 Highway 22 East Suite 105, Bridgewater, NJ 08807
Mailing Address
Phone number
(908) 450-7402
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,521 |
| AUM (Assets Under Management) | $ 468,284,162 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARADIGM WEALTH ADVISORY LLC
CRD#: 283120Avon, CT 06001TRUST BUT VERIFY
Monitor Timothy Mccarthy
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
