TW
Timothy J. Warren
CETERA INVESTMENT ADVISERS LLC
CAMARILLO, CA 93010
Some features on this profile are disabled
CRD#: 4093611
TW
Professional summary
Timothy James Warren, who also goes by Tim Warren, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Camarillo, California and CETERA WEALTH SERVICES, LLC located in Camarillo, California.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Timothy has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Warren
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CHANNEL ISLANDS TAX & WEALTH MANAGEMENT POSITION: PARTNER NATURE: Tax and Financial Planning & consulting INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 4 START DATE: 05/01/2016 ADDRESS: Suite 118, Camarillo CA 93010, United States DESCRIPTION: Tax, financial, insurance planning 2) TIMOTHY J. WARREN, CPA POSITION: OWNER NATURE: TAXES & ACCOUNTING OFFICE INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 09/01/1994 ADDRESS: 333 N LANTANA, SUITE 118, CAMARILLO CA 93010, United States DESCRIPTION: MANAGING OFFICE & PREPARING TAXES AND ACCOUNTING 3) WARREN WEALTH MANAGEMENT POSITION: OWNER NATURE: Financial Services Entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 01/01/2010 ADDRESS: 333 N LANTANA, SUITE 118, CAMARILLO CA 93010, United States DESCRIPTION: PROVICE INVESTMENT ADVISORY SERVICES FOR CLIENTS 4) WARREN & MARCOS, LLP POSITION: Partner NATURE: This is a Limited Liability Partnership. For the purpose of doing Accounting and Tax preparations as CPA's. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 65 START DATE: 02/01/2022 ADDRESS: 333 N Lantana St, Ste 118, Camarillo CA 93010, United States DESCRIPTION: My duties as a General Partner will include:1. Managing a CPA office.2. Preparing and reviewing tax returns.3. Preparing and reviewing accounting work.4. Managing employees5. Managing a CPA bank account. 5) VMW FAMILY TRUST POSITION: Trustee NATURE: Complete the estate of VMW Trust. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 08/24/2024 ADDRESS: 333 N Lantana St, Ste 118, Camarillo CA 93010, United States DESCRIPTION: manage trust assets. disburse money for expenses, taxes and disbursements to beneficiaries. oversee filing of all legal paperwork.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy James Warren's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 333 N Lantana St Ste 118, Camarillo, CA 93010RIA
CRD#: 105644
CAMARILLO, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 333 N Lantana St Ste 118, Camarillo, CA 93010BD
CRD#: 13572
CAMARILLO, CA
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
CAMARILLO, CA
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
CAMARILLO, CA
Past
September 5, 2000 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
Camarillo, CA
Past
February 16, 2000 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
CAMARILLO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/5/2025)
RR
California(9/5/2025)
IAR
California(9/5/2025)
RR
Florida(9/5/2025)
RR
Idaho(9/5/2025)
RR
Maryland(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Wyoming(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Camarillo, CA 93010TRUST BUT VERIFY
Monitor Timothy Warren
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
