Chris Fulco
Professional summary
Chris Fulco was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Chris is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Chris had worked at 17 firms, which includes CHELSEA FINANCIAL SERVICES, AVENIR FINANCIAL GROUP, JOHN CARRIS INVESTMENTS LLC, OLSON CROSS & ALAMO LLC, CALDWELL INTERNATIONAL SECURITIES, CHARLES MORGAN SECURITIES INC., VFINANCE INVESTMENTS INC, BRILL SECURITIES INC., CLARK DODGE & CO. INC., GREAT EASTERN SECURITIES INC., OSAIC WEALTH INC., INDEPENDENT SECURITIES INVESTORS CORPORATION, J.P. TURNER & COMPANY L.L.C., NATIONAL SECURITIES CORPORATION, BISHOP ROSEN & CO. INC., LEGEND SECURITIES INC., FIRST MONTAUK SECURITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2013 - November 8, 2013
CHELSEA FINANCIAL SERVICES
October 9, 2012 - April 2, 2013
AVENIR FINANCIAL GROUP
June 18, 2012 - October 17, 2012
JOHN CARRIS INVESTMENTS LLC
February 2, 2012 - April 10, 2012
OLSON, CROSS & ALAMO LLC
April 13, 2011 - December 7, 2011
CALDWELL INTERNATIONAL SECURITIES
July 7, 2010 - February 3, 2011
CHARLES MORGAN SECURITIES, INC.
June 13, 2007 - June 30, 2010
VFINANCE INVESTMENTS, INC
June 30, 2006 - June 1, 2007
BRILL SECURITIES, INC.
February 7, 2006 - June 30, 2006
CLARK DODGE & CO., INC.
July 19, 2005 - February 14, 2006
GREAT EASTERN SECURITIES, INC.
June 2, 2005 - July 14, 2005
OSAIC WEALTH, INC.
November 23, 2004 - May 31, 2005
INDEPENDENT SECURITIES INVESTORS CORPORATION
June 23, 2004 - December 31, 2004
J.P. TURNER & COMPANY, L.L.C.
September 8, 2003 - June 25, 2004
NATIONAL SECURITIES CORPORATION
April 10, 2003 - August 21, 2003
BISHOP, ROSEN & CO., INC.
October 11, 2002 - April 21, 2003
LEGEND SECURITIES, INC.
April 3, 2002 - October 10, 2002
FIRST MONTAUK SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
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