W. Curtis Erickson

FORTIS CAPITAL MANAGEMENT LLC

Seattle, WA 98119

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CRD#: 4093584

Professional summary

W. Curtis Erickson JR. is a registered financial advisor currently at FORTIS CAPITAL MANAGEMENT LLC located in Seattle, Washington.

W. Curtis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. W. Curtis has worked at 6 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

W. CURTIS ERICKSON JR. PS, INC. DBA ERICKSON & ASSOCIATES. 200 1ST AVE. W STE. 401 SEATTLE, WA 98119. RIA & CPA FIRM. WEBSITE IS WWW.CURTCPA.COM. W. CURTIS ERICKSON DBA W. CURTIS ERICKSON PS INC, INSURANCE AGENT: FIXED ANNUTIES, DISABILITY, HEALTH, LIFE & LTC. COMPENSATED BY COMISSION/1099. 10 HOURS A MONTH, 0 DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view W. Curtis Erickson JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2023 - Present

FORTIS CAPITAL MANAGEMENT LLC

Office #1: 200 1st Ave W Ste 401, Seattle, WA 98119

RIA

CRD#: 172198

Seattle, WA

Past

March 16, 2015 - July 18, 2016

GARRETT ERICKSON FINANCIAL SERVICES LLC

RIA

CRD#: 168904

SEATTLE, WA

Past

November 12, 2003 - September 25, 2008

QUESTAR CAPITAL CORPORATION

CRD#: 43100

SEATTLE, WA

Past

September 26, 2003 - October 23, 2025

ERICKSON WEALTH & TAX MANAGEMENT

RIA

CRD#: 127537

SEATTLE, WA

Past

March 21, 2000 - November 26, 2003

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

SEATTLE, WA

Past

January 26, 2000 - November 26, 2003

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORTIS CAPITAL MANAGEMENT LLC

BOROUGHS, MICHAEL | FORTIS FINANCIAL GROUP | FORTIS CAPITAL MANAGEMENT LLC

CRD#: 172198 / SEC#: 801-113097

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

California

Registered Investment Advisory firm - (6/23/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/24/2018 Terminated)

Washington

Registered Investment Advisory firm - (5/31/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(9/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/8/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/25/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/2/2001

General Securities Principal Examination

Current Firm

FORTIS CAPITAL MANAGEMENT LLC

BOROUGHS, MICHAEL | FORTIS FINANCIAL GROUP | FORTIS CAPITAL MANAGEMENT LLC

CRD#: 172198 / SEC#: 801-113097

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

California

Registered Investment Advisory firm - (6/23/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/24/2018 Terminated)

Washington

Registered Investment Advisory firm - (5/31/2018 Terminated)

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Contact information

Main Address

3600 136th Pl Se Suite 270, Bellevue, WA 98006

Mailing Address

Phone number

(425) 453-5010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORTIS CAPITAL MANAGEMENT ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	350
AUM (Assets Under Management)	$ 726,261,882

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

W. Curtis Erickson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view W. Curtis Erickson JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

GARRETT ERICKSON FINANCIAL SERVICES LLC

QUESTAR CAPITAL CORPORATION

ERICKSON WEALTH & TAX MANAGEMENT

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

Primary Firm SEC Registration

FORTIS CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/8/2000

Series 7

Date: 1/25/2000

Series 24

Date: 2/2/2001

Current Firm

FORTIS CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORTIS CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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