CG
Carlos E. Gribel
ANDBANC ADVISORY LLC
Miami, FL 33131
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CRD#: 4093473
CG
Professional summary
Carlos Eduardo Gribel is a registered financial advisor currently at ANDBANC ADVISORY LLC located in Miami, Florida and ANDBANC BROKERAGE, LLC located in Miami, Florida.
Carlos is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Carlos has worked at 5 firms and has passed the Series 66, SIE, Series 57, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CEO OF AFFILIATED ADVISER, ANDBANC ADVISORY LLC SINCE 4-2025. 2) INVESTMENT ADVISER REPRESENTATIVE WITH AFFILIATED ADVISER, ANDBANC ADVISORY LLC SINCE 9-2015, 2) MEMBER OF BOARD OF MANAGERS FOR THE AFFILIATED ADVISER, ANDBANC ADVISORY LLC SINCE MID- JANUARY 2020, 3) BOARD OF DIRECTOR MEMBER ANDBANC BROKERAGE JAN 2020, 4) BOARD MEMBER OF ANDBANK BRAZIL (BANCO ANDBANK BRASIL SA) IN SAO PAULO, BRAZIL SINCE NOVEMBER 2020, NON SALES RELATED, NO COMPENSATION GIVEN, MEETS 1 DAY PER QUARTER TO TAKE PART IN DISCUSSIONS ON BRAZILIAN MARKET 5) BOARD OF DIRECTOR "IF YOU FOUNDATION" MARCH 2024, NON-PROFIT, NON-PAYING, UNAFFILAITED ORG. NO ANDBANC CLIENT INVOLVED AND NOT INVESTMENT RELATED. APPROXIMATELY 1 HR MONTHLY.
CRS (Client Relationship Summary) - RIA
Click below to view Carlos Eduardo Gribel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 6, 2015 - Present
ANDBANC ADVISORY LLC
Office #1: 201 S. Biscayne Blvd. Suite 1100, Miami, FL 33131RIA
CRD#: 150463
Miami, FL
Current
July 22, 2014 - Present
ANDBANC BROKERAGE, LLC
Office #1: 201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131Office #2: 201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131BD
CRD#: 155979
Miami, FL
Past
December 17, 2012 - January 31, 2013
TRADEWIRE SECURITIES LLC
BD
CRD#: 142348
CORAL GABLES, FL
Past
December 11, 2012 - July 7, 2014
STONEX FINANCIAL INC.
BD
CRD#: 45993
MIAMI, FL
Past
March 5, 2012 - December 17, 2012
TRADEWIRE SECURITIES LLC
BD
CRD#: 142348
CORAL GABLES, FL
Past
December 10, 1999 - May 24, 2002
LAIDLAW GLOBAL SECURITIES, INC.
BD
CRD#: 19018
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ANDBANC ADVISORY LLC
ANDBANC ADVISORY LLC | SEA CAPITAL ADVISORS LLC | NAME1001
CRD#: 150463 / SEC#: 801-79716
RIA
Registered Investment Advisory firm - (5/19/2014 Approved)Florida
Registered Investment Advisory firm - (6/30/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/8/2017)
RR
Colorado(1/25/2017)
RR
Connecticut(9/20/2023)
RR
District of Columbia(1/25/2017)
RR
Florida(7/22/2014)
IAR
Florida(10/6/2015)
RR
Georgia(3/17/2017)
RR
Massachusetts(2/29/2016)
RR
Ohio(11/17/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AA
ANDBANC ADVISORY LLC
ANDBANC ADVISORY LLC | SEA CAPITAL ADVISORS LLC | NAME1001
CRD#: 150463 / SEC#: 801-79716
RIA
Registered Investment Advisory firm - (5/19/2014 Approved)Florida
Registered Investment Advisory firm - (6/30/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 S. Biscayne Blvd. Suite 1100, Miami, FL 33131
Mailing Address
Phone number
(305) 702-0601
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 509 |
| AUM (Assets Under Management) | $ 871,799,895 |
Red Flags
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Company Information
ANDBANC ADVISORY LLC
CRD#: 150463Miami, FL 33131TRUST BUT VERIFY
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