Barbara A. Buzzelli

DIASTOLE WEALTH MANAGEMENT

GUILFORD, CT 06437

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CRD#: 4092965

Professional summary

Barbara Ann Buzzelli, who also goes by Barbara Ann Painter, Barbara Ann Seybolt, is a registered financial advisor currently at DIASTOLE WEALTH MANAGEMENT located in Guilford, Connecticut.

Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Barbara has worked at 1 firm and has passed the Series 66 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Barbara Ann Painter | Barbara Ann Seybolt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WILLIAM PITT SOTHEBY'S INTERNATIONAL REALTY; NOT INVESTMENT REALATED; ESSEX, CT; REAL ESTATE; RESIDENTIAL REAL ESTATE AGENT; 01/2007; APPR. 40 HRS. PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Ann Buzzelli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2010 - Present

DIASTOLE WEALTH MANAGEMENT

Office #1: 58 Boston Street, Guilford, CT 06437

RIA

CRD#: 111604

GUILFORD, CT

Past

February 2, 2001 - September 14, 2006

DIASTOLE WEALTH MANAGEMENT

RIA

CRD#: 111604

OLD SAYBROOK, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIASTOLE WEALTH MANAGEMENT

DIASTOLE WEALTH MANAGEMENT | RESERVE, INC. | RESERVE INC. | DIASTOLE WEALTH MANAGEMENT, INC.

CRD#: 111604 / SEC#: 801-57610

RIA

Registered Investment Advisory firm - (5/24/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/12/2010)

IAR

New York
(3/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/31/2000

Uniform Combined State Law Examination

Current Firm

DIASTOLE WEALTH MANAGEMENT

DIASTOLE WEALTH MANAGEMENT | RESERVE, INC. | RESERVE INC. | DIASTOLE WEALTH MANAGEMENT, INC.

CRD#: 111604 / SEC#: 801-57610

RIA

Registered Investment Advisory firm - (5/24/2000 Approved)

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Contact information

Main Address

58 Boston Street, Guilford, CT 06437

Mailing Address

Phone number

(203) 458-5220

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DWM FORM ADV PART 2A/B OTA AMENDMENT 08062025 (8/22/2025)

Regulatory assets under management

Total Number of Accounts	1,437
AUM (Assets Under Management)	$ 378,024,334

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Barbara A. Buzzelli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Ann Buzzelli's CRS (Customer Relationship Summary).

Certified licenses

Experience

DIASTOLE WEALTH MANAGEMENT

DIASTOLE WEALTH MANAGEMENT

Primary Firm SEC Registration

DIASTOLE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 10/31/2000

Current Firm

DIASTOLE WEALTH MANAGEMENT

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIASTOLE WEALTH MANAGEMENT

TRUST BUT VERIFY

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