Curt M. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curt Michael Young, CFP®, who also goes by Curt M Young, Kurt M Young, was a registered financial professional .
Curt is a previously registered financial professional and started their career in finance in 2000. Curt had worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 62, Series 7TO, SIE, Series 7, Series 6, Series 14, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2009 - February 16, 2021
FMI CAPITAL ADVISORS, INC.
October 11, 2002 - August 9, 2004
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
April 26, 2000 - October 22, 2002
AMERICAN CENTURY INVESTMENT SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 3/7/2024
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 3/7/2024
Operations Professional ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 7TO
Date: 12/2/2022
General Securities Representative ExaminationSeries 28
Date: 12/2/2022
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
FMI CAPITAL ADVISORS, INC.
CRD#: 129262 / SEC#: , 8-66206
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
