Jeffrey K. Dunwoody
Professional summary
Jeffrey Kirk Dunwoody, who also goes by Jeffrey K Dunwoody, is a registered financial professional currently at WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC located in San Diego, California.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Kirk Dunwoody's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2026 - Present
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
January 10, 2024 - August 1, 2025
WESTERN INTERNATIONAL SECURITIES, INC.
January 10, 2024 - August 1, 2025
NEXT FINANCIAL GROUP, INC.
January 10, 2024 - August 1, 2025
CADARET, GRANT & CO., INC.
March 3, 2022 - August 1, 2025
SORRENTO PACIFIC FINANCIAL, LLC
January 5, 2021 - August 1, 2025
CUSO FINANCIAL SERVICES, L.P.
August 29, 2014 - March 12, 2019
CETERA ADVISORS LLC
September 9, 2002 - July 2, 2013
OPPENHEIMER & CO. INC.
February 7, 2000 - September 9, 2002
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
CRD#: 130139 / SEC#: , 8-66305
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEALTH ENHANCEMENT GROUP, LLC | OWNER | |
| CAHN, JAMES LOREN | VICE PRESIDENT | 6052512 |
| CAIN, STEPHANIE M | HEAD OF SUPERVISION | 4081085 |
| CLARK, LISA LYNN | OPERATIONS OFFICER | 2271616 |
| DEKKO, JEFFREY THOMAS HAROLD | VICE PRESIDENT | 4648018 |
| DIECKHAUS, JOSEPH ALAN | CHIEF COMPLIANCE OFFICER | 5374613 |
| FURCHT, ELIZABETH ANN | SECRETARY | 5778785 |
| WINDORSKI, KELLY JOSEPH | CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL | 3211118 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
