Jeffrey K. Dunwoody
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Kirk Dunwoody, who also goes by Jeffrey K Dunwoody, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2000. Jeffrey had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2026 - July 7, 2026
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
January 10, 2024 - August 1, 2025
WESTERN INTERNATIONAL SECURITIES, INC.
January 10, 2024 - August 1, 2025
NEXT FINANCIAL GROUP, INC.
January 10, 2024 - August 1, 2025
CADARET, GRANT & CO., INC.
March 3, 2022 - August 1, 2025
SORRENTO PACIFIC FINANCIAL, LLC
January 5, 2021 - August 1, 2025
CUSO FINANCIAL SERVICES, L.P.
August 29, 2014 - March 12, 2019
CETERA ADVISORS LLC
September 9, 2002 - July 2, 2013
OPPENHEIMER & CO. INC.
February 7, 2000 - September 9, 2002
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
CRD#: 130139 / SEC#: , 8-66305
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEALTH ENHANCEMENT GROUP, LLC | OWNER | |
| CAHN, JAMES LOREN | VICE PRESIDENT | 6052512 |
| CAIN, STEPHANIE M | HEAD OF SUPERVISION | 4081085 |
| CLARK, LISA LYNN | OPERATIONS OFFICER | 2271616 |
| DEKKO, JEFFREY THOMAS HAROLD | VICE PRESIDENT | 4648018 |
| DIECKHAUS, JOSEPH ALAN | CHIEF COMPLIANCE OFFICER | 5374613 |
| FURCHT, ELIZABETH ANN | SECRETARY | 5778785 |
| WINDORSKI, KELLY JOSEPH | CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL | 3211118 |
Red Flags
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