William K. Nagy
Professional summary
William Kenneth Nagy, who also goes by Will Kenneth Nagy, William K Nagy, is a registered financial professional currently at NOMURA SECURITIES INTERNATIONAL, INC. located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 2000. William has worked at 13 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 79TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Kenneth Nagy's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2023 - Present
NOMURA SECURITIES INTERNATIONAL, INC.
Office #1: Worldwide Plaza 309 West 49th Street, New York, NY 10019May 1, 2018 - April 11, 2023
SCOTIA CAPITAL (USA) INC.
May 6, 2014 - September 11, 2017
MUFG SECURITIES AMERICAS INC.
April 21, 2012 - May 1, 2014
NATIXIS SECURITIES AMERICAS LLC
June 7, 2010 - March 28, 2011
MORGAN STANLEY & CO. LLC
December 14, 2009 - April 30, 2010
NATIXIS SECURITIES AMERICAS LLC
February 25, 2008 - March 24, 2009
STANFORD GROUP COMPANY
February 16, 2007 - March 11, 2008
NATIONAL SECURITIES CORPORATION
July 17, 2006 - February 20, 2007
METROPOLITAN LIFE INSURANCE COMPANY
July 17, 2006 - February 20, 2007
MSI FINANCIAL SERVICES, INC.
April 6, 2005 - November 14, 2005
FIRST HUDSON FINANCIAL GROUP, INC.
March 3, 2005 - March 24, 2005
SETON SECURITIES GROUP, INC.
August 4, 2004 - March 11, 2005
CROWN FINANCIAL GROUP, INC.
February 2, 2001 - July 12, 2004
NATIONAL SECURITIES CORPORATION
November 6, 2000 - November 13, 2000
SHARPE CAPITAL, INC.
Primary Firm SEC Registration
NOMURA SECURITIES INTERNATIONAL, INC.
CRD#: 4297 / SEC#: 801-72991, 8-15255
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/17/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 5/18/2001
Limited Representative-Equity Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
NOMURA SECURITIES INTERNATIONAL, INC.
CRD#: 4297 / SEC#: 801-72991, 8-15255
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NOMURA HOLDING AMERICA, INC. | SHAREHOLDER | |
| ALOUPIS, STEVEN NICHOLAS | CO-CHIEF EXECUTIVE OFFICER, BOARD OF DIRECTORS & MANAGING DIRECTOR | 2498339 |
| CHIULLI, EUGENE JAMES | CHIEF FINANCIAL OFFICER, FINOP, PRINCIPAL FINANCIAL OFFICER & MANAGING DIRECTOR | 2976702 |
| DUMARK, GREGORY JAMES | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR | 5593904 |
| GIANCARLO, JAMES CHRISTOPHER | BOARD OF DIRECTORS | 7414068 |
| HUGHES, WILLIAM FRANCIS JR | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER & MANAGING DIRECTOR | 1666328 |
| KAWAMURA, SATOSHI | EXECUTIVE CHAIRMAN OF BOARD | 7533044 |
| PRIMIANO, VINCENT ANTHONY | CHIEF EXECUTIVE OFFICER, PRESIDENT & SENIOR MANAGING DIRECTOR | 2123603 |
| WEBB, FARON ROSS | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR | 2452057 |
Disclosures
| Regulatory Event | 83 |
Red Flags
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