Anthony J. Depinto

ALTA WEALTH ADVISORS LLC

Woburn, MA 01801

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CRD#: 4092185

Professional summary

Anthony J Depinto, who also goes by Anthony Joseph Depinto, is a registered financial advisor currently at ALTA WEALTH ADVISORS LLC located in Woburn, Massachusetts and LPL FINANCIAL LLC located in Woburn, Massachusetts.

Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Anthony has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony Joseph Depinto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)10/24/17- Anthony J. DePinto- Business Owner- President and treasurer - Non-Inv. Related- Boston, MA -start date 9/24/17- 20% 2)10/24/17- Strada 45 LLC- Business Owner- Partner- Non-Inv. Related- Boston, MA- start date 10/25/2014- 0% 3) 11/2/2018 - Alta Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/27/2018 - 160 Hours Per Month/160 Hours During Securities Trading. 4) 11/8/2018 - Alta Wealth Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 04/27/2018 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Alta Wealth Advisors LLC, an independent investment advisor firm. I started this business activity in 04/27/2018. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 02/17/2022- 222 FRIENDS INC- Not Investment Related - Boston, MA 02109 - Other - Business Owner- Start Date - 12/16/2016- 80 Hours Per Month/0 Hours During Securities Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony J Depinto's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 31, 2018 - Present

ALTA WEALTH ADVISORS LLC

Office #1: 400 Tradecenter, Suite 4810, Woburn, MA 01801

RIA

CRD#: 293675

Woburn, MA

Current

October 24, 2017 - Present

LPL FINANCIAL LLC

Office #1: 400 Tradecenter, Suite 4810, Woburn, MA 01801

RIA

CRD#: 6413

Woburn, MA

Past

October 26, 2017 - October 10, 2018

PINNACLE PRIVATE WEALTH, LLC

RIA

CRD#: 170315

WOBURN, MA

Past

June 19, 2017 - October 27, 2017

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

WAKEFIELD, MA

Past

March 25, 2017 - October 27, 2017

MML INVESTORS SERVICES, LLC

CRD#: 10409

WAKEFIELD, MA

Past

January 2, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

WAKEFIELD, MA

Past

December 7, 2012 - January 25, 2018

MARINER

RIA

CRD#: 151664

OVERLAND PARK,, KS

Past

August 16, 2012 - January 2, 2015

NEW ENGLAND SECURITIES

CRD#: 615

WAKEFIELD, MA

Past

September 30, 2009 - August 17, 2012

BOLTON SECURITIES CORPORATION

RIA

CRD#: 129376

MALDEN, MA

Past

September 25, 2009 - August 17, 2012

BOLTON GLOBAL CAPITAL

CRD#: 15650

MALDEN, MA

Past

September 26, 2002 - September 28, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ANDOVER, MA

Past

January 28, 2000 - November 15, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALTA WEALTH ADVISORS LLC

CRD#: 293675 / SEC#: 801-112848

RIA

Registered Investment Advisory firm - (4/17/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(10/24/2017)

IAR

Massachusetts
(5/31/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/29/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/17/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/2/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/27/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALTA WEALTH ADVISORS LLC

CRD#: 293675 / SEC#: 801-112848

RIA

Registered Investment Advisory firm - (4/17/2018 Approved)

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Contact information

Main Address

400 Tradecenter, Suite 4810, Woburn, MA 01801

Mailing Address

Phone number

(781) 404-6909

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALTA WEALTH ADVISORS LLC WRAP FEE PROGRAM (2/26/2025)

ADV PART 2A-ALTA WEALTH ADVISORS LLC (2/26/2025)

Regulatory assets under management

Total Number of Accounts	1,203
AUM (Assets Under Management)	$ 495,478,972

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Anthony J. Depinto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony J Depinto's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

PINNACLE PRIVATE WEALTH, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MARINER

NEW ENGLAND SECURITIES

BOLTON SECURITIES CORPORATION

BOLTON GLOBAL CAPITAL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

ALTA WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/29/2000

Series 63

Date: 2/17/2000

SIE

Date: 10/1/2018

Series 31

Date: 3/2/2000

Series 7

Date: 1/27/2000

FINRA

Current Firm

ALTA WEALTH ADVISORS LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALTA WEALTH ADVISORS LLC

TRUST BUT VERIFY

Contact information

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