Ajoy Reddi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ajoy Reddi was a registered financial professional .
Ajoy is a previously registered financial professional and started their career in finance in 2008. Ajoy had worked at 4 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2013 - March 8, 2016
FRED ALGER & COMPANY, LLC
April 1, 2010 - October 11, 2012
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
December 1, 2009 - April 19, 2010
NICHOLAS-APPLEGATE SECURITIES LLC
May 15, 2008 - December 11, 2008
WILLIAM BLAIR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRED ALGER & COMPANY, LLC
CRD#: 5300 / SEC#: , 8-15900
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
