Jeremiah F. Mccarthy

MCCARTHY WEALTH & TAX ADVISORS

SPRINGBORO, OH 45066

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CRD#: 4092080

Professional summary

Jeremiah Frank Mccarthy, CFP®, who also goes by Jeremiah Mccarthy, is a registered financial advisor currently at MCCARTHY WEALTH & TAX ADVISORS located in Springboro, Ohio.

Jeremiah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jeremiah has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeremiah Mccarthy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PREMIER FINANCIAL SOLUTIONS, 4633 PRESIDENTIAL WAY, KETTERING, OH 45429. INV REL. INSURANCE. FINANCIAL PLANNER. 6/02-PRES. ALL HOURS DUR TRDNG. ADVISOR.*MCCARTHY TAX SVC, 115 S MAIN ST, SPRINGBORO, OH. NOT INV REL. TAX PREP. PARTNER. 11/1/03-PRES. 20 HR/MO DUR TRDNG. TAX PREPARER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremiah Frank Mccarthy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

July 18, 2005 - Present

MCCARTHY WEALTH & TAX ADVISORS

Office #1: 115 South Main Street, Springboro, OH 45066

RIA

CRD#: 135875

SPRINGBORO, OH

Past

March 21, 2003 - August 5, 2005

EQUITY SERVICES, INC.

RIA

CRD#: 265

SPRINGBORO, OH

Past

March 18, 2003 - August 5, 2005

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

January 24, 2003 - March 18, 2003

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

KETTERING, OH

Past

January 17, 2000 - March 18, 2003

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCCARTHY WEALTH & TAX ADVISORS

MCCARTHY WEALTH & TAX ADVISORS | WEALTH ADVISORS, LLC

CRD#: 135875 / SEC#: 801-130395

RIA

Registered Investment Advisory firm - (5/31/2024 Approved)

Florida

Registered Investment Advisory firm - (6/17/2024 Terminated)

Ohio

Registered Investment Advisory firm - (6/18/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2024 Terminated)

Texas

Registered Investment Advisory firm - (6/17/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(7/18/2005)

IAR

Texas
(7/27/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/29/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/13/2000

General Securities Representative Examination

Current Firm

MCCARTHY WEALTH & TAX ADVISORS

MCCARTHY WEALTH & TAX ADVISORS | WEALTH ADVISORS, LLC

CRD#: 135875 / SEC#: 801-130395

RIA

Registered Investment Advisory firm - (5/31/2024 Approved)

Florida

Registered Investment Advisory firm - (6/17/2024 Terminated)

Ohio

Registered Investment Advisory firm - (6/18/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2024 Terminated)

Texas

Registered Investment Advisory firm - (6/17/2024 Terminated)

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Contact information

Main Address

115 South Main Street, Springboro, OH 45066

Mailing Address

Phone number

(937) 748-4765

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTH ADVISORS, LLC DBA MCCARTHY WEALTH & TAX ADVISORS ADV BROCHURE (2/10/2025)

Regulatory assets under management

Total Number of Accounts	813
AUM (Assets Under Management)	$ 152,999,341

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeremiah F. Mccarthy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremiah Frank Mccarthy's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCCARTHY WEALTH & TAX ADVISORS

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

MCCARTHY WEALTH & TAX ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 1/29/2000

Series 7

Date: 1/13/2000

Current Firm

MCCARTHY WEALTH & TAX ADVISORS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCCARTHY WEALTH & TAX ADVISORS

TRUST BUT VERIFY

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