Jason R. Moore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Russell Moore, CFP® was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1999. Jason had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 55, Series 7, Series 27, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2016 - October 3, 2016
SUMMIT CAPITAL SOLUTIONS LLC
July 25, 2014 - October 3, 2016
VIRTUE CAPITAL MANAGEMENT, LLC
July 21, 2014 - November 19, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
November 13, 2012 - May 21, 2014
NAVY FEDERAL ASSET MANAGEMENT, LLC
October 4, 2012 - May 21, 2014
NAVY FEDERAL INVESTMENT SERVICES, LLC
May 24, 2011 - October 19, 2012
LPL FINANCIAL LLC
May 24, 2011 - October 19, 2012
LPL FINANCIAL LLC
April 10, 2006 - May 24, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
April 10, 2006 - April 25, 2012
UVEST FINANCIAL SERVICES GROUP, INC.
May 19, 2003 - May 18, 2006
PARK AVENUE SECURITIES LLC
January 24, 2003 - May 18, 2006
PARK AVENUE SECURITIES LLC
February 4, 2002 - December 17, 2002
CARTY, HARDING & HEARN, INC.
May 2, 2001 - July 19, 2001
METROPOLITAN LIFE INSURANCE COMPANY
May 2, 2001 - July 19, 2001
MSI FINANCIAL SERVICES, INC.
December 13, 1999 - March 30, 2001
IDS LIFE INSURANCE COMPANY
December 13, 1999 - March 30, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
SUMMIT CAPITAL SOLUTIONS LLC
CRD#: 281478 / SEC#: 801-106842
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/21/2007
Limited Representative-Equity Trader ExamCurrent Firm
SUMMIT CAPITAL SOLUTIONS LLC
CRD#: 281478 / SEC#: 801-106842
Contact information
SEC notice filing (1 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
