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Charles Vincent Senatore

CRD# 4091990·Registered 2000 - 2015
Previously Registered: Being a previously registered professional could mean that Charles is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Charles Vincent Senatore, who also goes by Charles V Senatore, Charles V. Senatore, was a registered financial advisor. Charles was a previously registered financial professional and started their career in finance 2000 - 2015. Charles had worked at 6 firms and has passed the SIE and Series 14 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Charles V Senatore, Charles V. Senatore

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

PYRAMIS DISTRIBUTORS CORPORATION LLC·CRD# 146430
BD
Smithfield, RI
January 20, 2009 - July 1, 2015
FIDELITY DISTRIBUTORS CORPORATION·CRD# 6848
BD
Boston, MA
June 19, 2007 - July 1, 2015
NATIONAL FINANCIAL SERVICES LLC·CRD# 13041
BD
Boston, MA
May 18, 2006 - July 1, 2015
FIDELITY DISTRIBUTORS COMPANY LLC·CRD# 17507
BD
Boston, MA
May 18, 2006 - July 1, 2015
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Boston, MA
June 10, 2003 - January 3, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
January 26, 2000 - April 25, 2003

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Current Firm

PD
PYRAMIS DISTRIBUTORS CORPORATION LLC

PYRAMIS DISTRIBUTORS CORPORATION LLC

CRD#: 146430 / SEC#: 8-67821
BD
Terminated by SEC on 09/30/2016

Contact Information

Established

Delaware since 06/15/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FIAM HOLDINGS CORP.MEMBER—
CONDRON, CASEY MOOREDIRECTOR3092905
COUTO, SCOTTPRESIDENT / DIRECTOR2178859
LINDE, JASON JOHNCCO2866398
LUBY, JAMES CLAYFINOP/CFO4542482

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 14 — Compliance Officer Examination

Passed Jun 2000About the Series 14 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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