Thomas J. Delpup
FINANCIAL TRANSPARENCY
Rochester Hills, MI 48309
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CRD#: 4091944
Professional summary
Thomas J. Delpup, CFP®, who also goes by Tom Delpup, is a registered financial advisor currently at FINANCIAL TRANSPARENCY located in Rochester Hills, Michigan.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Thomas has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tom Delpup
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Blackheath Capital Management, Investment Related, 1700 W. Hamlin Road Suite 100 Rochester, MI 48309, Financial Services, Owner, 11/17/04, 80-100 hrs/month during trading hrs, Managerial and Servicing Clients; 2) Thomas J Delpup, Attorney, Non-Investment Related, 1700 W. Hamlin Road Suite 100 Rochester, MI 48309, Law Practice, Owner, 1/20/92, 60-80 hrs/month during trading hours, Provide Legal Service to Clients; 3) AMTT&V, LLC, a Michigan limited liability company; Investment Related; 1700 W. Hamlin Rd., Suite 100 Rochester Hills, Michigan 48309; Member-Manager, 2022; 12-24 hrs/month during trading hours; personal family asset management, co-owned and managed with siblings.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas J. Delpup's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
March 27, 2025 - Present
FINANCIAL TRANSPARENCY
Office #1: 1700 W. Hamlin Rd. Suite 100, Rochester Hills, MI 48309RIA
CRD#: 297713
Rochester Hills, MI
Past
May 9, 2018 - March 14, 2025
ENLIGHTENED FINANCE LLC
RIA
CRD#: 282965
Rochester Hills, MI
Past
January 27, 2010 - June 27, 2018
TRUSTEE EMPOWERMENT & PROTECTION, INC.
RIA
CRD#: 108249
ROCHESTER, MI
Past
March 21, 2007 - June 27, 2018
CSSC BROKERAGE SERVICES, INC.
BD
CRD#: 141630
ROCHESTER, MI
Past
August 31, 2001 - March 21, 2007
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
ROCHESTER, MI
Past
March 30, 2000 - August 31, 2001
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FT
FINANCIAL TRANSPARENCY
ARISTOTLE ADVISORS, LLC | PEARSON CONSULTANTS, INC. | OAK KNOLL CONSULTING SERVICES, LLC | MICHAEL MACDONALD FINANCIAL MANAGEMENT | JOSHUA TREE INVESTMENTS | GIARDINA & BRESETT CONSULTING SERVICES, INC. | GBK FINANCIAL SERVICES, LLC | FINANCIAL TRANSPARENCY | ENVISION FINANCIAL TRANSPARENCY, LLC | EAGLE CAPITAL GROUP, LLC | DOWNTOWN FINANCIAL MANAGEMENT, LLC | DONOHUE CONSULTING GROUP, INC. | CORNERSTONE ADVISORY CONSULTING, LLC | CONDLEY FINANCIAL SERVICES, INC. | CLEAR PERSPECTIVE ADVISORS, LLC | BLACKHEATH CAPITAL MANAGEMENT, LLC | BANKLER ADVISORY SERVICES, LLP
CRD#: 297713 / SEC#: 801-113605
RIA
Registered Investment Advisory firm - (7/13/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(3/27/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FT
FINANCIAL TRANSPARENCY
ARISTOTLE ADVISORS, LLC | PEARSON CONSULTANTS, INC. | OAK KNOLL CONSULTING SERVICES, LLC | MICHAEL MACDONALD FINANCIAL MANAGEMENT | JOSHUA TREE INVESTMENTS | GIARDINA & BRESETT CONSULTING SERVICES, INC. | GBK FINANCIAL SERVICES, LLC | FINANCIAL TRANSPARENCY | ENVISION FINANCIAL TRANSPARENCY, LLC | EAGLE CAPITAL GROUP, LLC | DOWNTOWN FINANCIAL MANAGEMENT, LLC | DONOHUE CONSULTING GROUP, INC. | CORNERSTONE ADVISORY CONSULTING, LLC | CONDLEY FINANCIAL SERVICES, INC. | CLEAR PERSPECTIVE ADVISORS, LLC | BLACKHEATH CAPITAL MANAGEMENT, LLC | BANKLER ADVISORY SERVICES, LLP
CRD#: 297713 / SEC#: 801-113605
RIA
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Contact information
Main Address
Greensboro, NC
Mailing Address
Phone number
(336) 715-3300
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 500 |
| AUM (Assets Under Management) | $ 306,343,419 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 11/27/2024 | ||
| 02/27/2024 | ||
| 04/28/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
