Ellen Y. Sakamoto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ellen Yukiye Sakamoto was a registered financial professional .
Ellen is a previously registered financial professional and started their career in finance in 1973. Ellen had worked at 6 firms and has passed the Series 63, Series 1, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 1984 - December 17, 1990
THE STUART-JAMES COMPANY, INCORPORATED
March 13, 1984 - June 6, 1984
J.D. COPPERFIELD, LTD.
May 2, 1980 - May 21, 1984
HACKERT/MODESITT INVESTMENTS, LTD.
November 17, 1975 - February 24, 1980
DEUTSCHE IXE, LLC
October 8, 1974 - November 30, 1975
M.S. WIEN & CO.
September 19, 1973 - October 12, 1974
MOUNTAIN PACIFIC INVESTMENT CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/14/1973
Registered Representative ExaminationCurrent Firm
THE STUART-JAMES COMPANY, INCORPORATED
CRD#: 11691 / SEC#: , 8-26610
Contact information
Documents
Red Flags
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