Gregory H. Adams

OPTIMIST CAPITAL

Palm Beach Gardens, FL 33410

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CRD#: 4091348

Professional summary

Gregory Haywood Adams is a registered financial advisor currently at OPTIMIST CAPITAL located in Palm Beach Gardens, Florida.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Gregory has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Haywood Adams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2018 - Present

OPTIMIST CAPITAL

Office #1: 2401 Pga Blvd Suite 148, Palm Beach Gardens, FL 33410

RIA

CRD#: 292023

Palm Beach Gardens, FL

Past

September 25, 2017 - October 26, 2018

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

Palm Beach Gardens, FL

Past

August 22, 2017 - October 26, 2018

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

Palm Beach Gardens, FL

Past

April 7, 2016 - March 22, 2017

LOWRY CAPITAL MANAGEMENT CORPORATION

RIA

CRD#: 157658

PALM BEACH GARDENS, FL

Past

April 27, 2007 - August 27, 2015

ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC

CRD#: 142619

THOMASVILLE, GA

Past

October 25, 2005 - August 27, 2015

AMB WEALTH, LLC

RIA

CRD#: 113106

THOMASVILLE, GA

Past

April 14, 2003 - August 17, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

THOMASVILLE, GA

Past

January 12, 2001 - April 24, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

THOMASVILLE, GA

Past

January 18, 2000 - February 12, 2001

SHIELDS & COMPANY

CRD#: 11053

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/25/2019)

IAR

Florida
(10/17/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/27/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/17/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/25/2000

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 1/26/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/26/2000

General Securities Sales Supervisor - Options Module Examination

Current Firm

OPTIMIST CAPITAL

OPTIMIST CAPITAL | OPTIMIST CAPITAL LLC

CRD#: 292023 / SEC#: 801-112387

RIA

Registered Investment Advisory firm - (5/4/2018 Terminated)

California

Registered Investment Advisory firm - (7/25/2019 Approved)

Florida

Registered Investment Advisory firm - (6/13/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2401 Pga Blvd Suite 148, Palm Beach Gardens, FL 33410

Mailing Address

Phone number

(561) 771-8077

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	72
AUM (Assets Under Management)	$ 88,701,965

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory H. Adams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Haywood Adams's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

LOWRY CAPITAL MANAGEMENT CORPORATION

ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC

AMB WEALTH, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

SHIELDS & COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 12/27/1999

SIE

Date: 10/1/2018

Series 7

Date: 1/17/2000

Series 24

Date: 2/25/2000

Series 10

Date: 1/26/2000

Series 9

Date: 1/26/2000

Current Firm

OPTIMIST CAPITAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OPTIMIST CAPITAL

TRUST BUT VERIFY

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