Edward A. Montanez

PNC CAPITAL ADVISORS LLC

Denver, CO 80202

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CRD#: 4091017

Professional summary

Edward Anthony Montanez Jr, who also goes by Edward A. Montanez Jr., Edward Anthony Montanez Jr, Edward Anthony Montanez Jr, Eddie Montanez Jr., Edward Anthony Montanez, is a registered financial advisor currently at PNC CAPITAL ADVISORS LLC located in Denver, Colorado and PNC CAPITAL MARKETS LLC located in Denver, Colorado.

Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Edward has worked at 11 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Edward A. Montanez Jr. | Edward Anthony Montanez Jr | Edward Anthony Montanez Jr | Eddie Montanez Jr. | Edward Anthony Montanez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PNC Capital Advisors; Investment related, Registered Investment Advisor, Offer Investment management products and services to clients

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Anthony Montanez Jr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2021 - Present

PNC CAPITAL ADVISORS LLC

Office #1: 1144 15th St. Suite 3650, Denver, CO 80202

RIA

CRD#: 151829

Denver, CO

Current

December 14, 2021 - Present

PNC CAPITAL MARKETS LLC

Office #1: 1144 15th Street Suite 2800, Denver, CO 80202

CRD#: 15647

Denver, CO

Past

October 24, 2019 - August 25, 2021

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA

CRD#: 110476

Denver, CO

Past

October 24, 2019 - August 25, 2021

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PNC CAPITAL ADVISORS LLC

CRD#: 151829 / SEC#: 801-70684

RIA

Registered Investment Advisory firm - (9/29/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(12/14/2021)

IAR

Colorado
(12/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/2/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/8/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/8/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PNC CAPITAL ADVISORS LLC

CRD#: 151829 / SEC#: 801-70684

RIA

Registered Investment Advisory firm - (9/29/2009 Approved)

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Contact information

Main Address

One East Pratt Street Fifth Floor - East, Baltimore, MD 21202

Mailing Address

Phone number

(216) 222-3921

Established

Firm type

Fiscal year end

# of Employees

263

SEC notice filing (51 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PCA FORM ADV PART 2A BROCHURE 2025 4 4 (4/4/2025)

Regulatory assets under management

Total Number of Accounts	573
AUM (Assets Under Management)	$ 42,558,194,728

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2024	Cover Page	Report
08/24/2023	Cover Page	Report
09/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edward A. Montanez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Anthony Montanez Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

PNC CAPITAL MARKETS LLC

PNC MANAGED ACCOUNT SOLUTIONS, INC.

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Primary Firm SEC Registration

PNC CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/2/2000

SIE

Date: 10/1/2018

Series 7

Date: 2/8/2000

Series 24

Date: 8/8/2008

FINRA

Current Firm

PNC CAPITAL ADVISORS LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PNC CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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