Edward A. Montanez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Anthony Montanez Jr, who also goes by Edward A. Montanez Jr., Edward Anthony Montanez Jr, Edward Anthony Montanez Jr, Eddie Montanez Jr., Edward Anthony Montanez, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 2000. Edward had worked at 11 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2021 - March 20, 2026
PNC CAPITAL ADVISORS LLC
December 14, 2021 - March 20, 2026
PNC CAPITAL MARKETS LLC
October 24, 2019 - August 25, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
October 24, 2019 - August 25, 2021
BBVA SECURITIES INC.
September 5, 2019 - October 21, 2019
NYLIFE SECURITIES LLC
November 28, 2012 - June 13, 2019
ICON ADVISERS, INC.
November 27, 2012 - June 13, 2019
ICON DISTRIBUTORS, INC.
January 3, 2011 - July 6, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - July 6, 2011
WELLS FARGO CLEARING SERVICES, LLC
June 2, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
June 2, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
December 22, 2008 - June 1, 2010
KEY INVESTMENT SERVICES LLC
December 11, 2008 - June 1, 2010
KEY INVESTMENT SERVICES LLC
December 5, 2002 - December 1, 2008
WELLS FARGO INVESTMENTS, LLC
August 22, 2001 - December 1, 2008
WELLS FARGO INVESTMENTS, LLC
February 9, 2000 - July 23, 2001
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
PNC CAPITAL ADVISORS LLC
CRD#: 151829 / SEC#: 801-70684
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC CAPITAL ADVISORS LLC
CRD#: 151829 / SEC#: 801-70684
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 573 |
| AUM (Assets Under Management) | $ 42,558,194,728 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2025 | ||
| 10/28/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
