C. D. Bruce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
C. David Bruce, CFP® was a registered financial professional .
C. is a previously registered financial professional and started their career in finance in 2000. C. had worked at 1 firm and has passed the Series 66 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1991
Experience
August 24, 2000 - September 12, 2017
MARINER WEALTH ADVISORS
State Registrations and Notice Filings
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Current Firm
MARINER WEALTH ADVISORS
CRD#: 109904 / SEC#: 801-60238
Contact information
Red Flags
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