Robert P. Lawson

PALISADE ASSET MANAGEMENT

MINNEAPOLIS, MN 55402

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CRD#: 4090584

Professional summary

Robert Paul Lawson, CFP®, who also goes by Bob Lawson, Bobby Lawson, is a registered financial advisor currently at PALISADE ASSET MANAGEMENT, LLC located in Minneapolis, Minnesota.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Robert has worked at 9 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Lawson | Bobby Lawson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) POPBANG!; NOT INVESTMENT-RELATED; PLYMOUTH, MN; ROCK BAND; MUSICIAN; 06/1985; 5 HRS/MONTH; 0 HRS/TRADING HRS; GUITAR AND VOCALS. 2) THE SOUL TRUSTEES; NOT INVESTMENT-RELATED; ST. PAUL, MN; ROCK BAND; MUSICIAN; 04/2012; 5 HRS/MTH; 0 HRS TRADING HRS; GUITAR AND VOCALS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Paul Lawson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

September 3, 2025 - Present

PALISADE ASSET MANAGEMENT, LLC

Office #1: 100 South Fifth Street Suite 420, Minneapolis, MN 55402

RIA

CRD#: 136089

MINNEAPOLIS, MN

Past

February 3, 2017 - July 8, 2020

VECTOR WEALTH MANAGEMENT

RIA

CRD#: 152667

MINNEAPOLIS, MN

Past

December 21, 2016 - May 8, 2017

VECTOR WEALTH MANAGEMENT, LLC

RIA

CRD#: 106090

MINNEAPOLIS, MN

Past

July 24, 2015 - March 7, 2016

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

Minneapolis, MN

Past

December 2, 2010 - June 11, 2015

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

MINNEAPOLIS, MN

Past

August 30, 2005 - March 6, 2008

UST SECURITIES CORP.

CRD#: 13906

MINNEAPOLIS, MN

Past

October 6, 2004 - August 11, 2005

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Past

September 12, 2000 - September 13, 2004

CAP PRO BROKERAGE SERVICES, INC.

CRD#: 103953

COLUMBUS, OH

Past

February 21, 2000 - June 21, 2000

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PALISADE ASSET MANAGEMENT, LLC

CRD#: 136089 / SEC#: 801-64471

RIA

Registered Investment Advisory firm - (7/11/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(9/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/29/2010

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/31/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/7/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/2000

General Securities Representative Examination

Current Firm

PALISADE ASSET MANAGEMENT, LLC

CRD#: 136089 / SEC#: 801-64471

RIA

Registered Investment Advisory firm - (7/11/2005 Approved)

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Contact information

Main Address

100 South Fifth Street Suite 420, Minneapolis, MN 55402

Mailing Address

Phone number

(612) 455-2900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART IIB 2024 (8/29/2025)

ADV PART 2A 2024 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	773
AUM (Assets Under Management)	$ 1,268,840,631

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/26/2024	Cover Page	Report
09/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert P. Lawson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Paul Lawson's CRS (Customer Relationship Summary).

Certified licenses

Experience

VECTOR WEALTH MANAGEMENT

VECTOR WEALTH MANAGEMENT, LLC

NORTHERN TRUST SECURITIES, INC.

U.S. BANCORP INVESTMENTS, INC.

UST SECURITIES CORP.

1ST GLOBAL CAPITAL CORP.

CAP PRO BROKERAGE SERVICES, INC.

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

PALISADE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/29/2010

Series 66

Date: 12/31/1999

SIE

Date: 3/7/2016

Series 7

Date: 2/19/2000

Current Firm

PALISADE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PALISADE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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