Morris G. Sahr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Morris Gallup Sahr, who also goes by Morey Sahr, Morris G Sahr, Morris Sahr, was a registered financial advisor .
Morris is a previously registered financial advisor and started their career in finance in 1971. Morris had worked at 13 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2003 - December 31, 2004
DEPOSIT MANAGEMENT SERVICES, INC.
July 23, 2002 - June 2, 2009
KINGSBRIDGE CAPITAL CORP.
December 21, 1990 - July 24, 2002
COMMONWEALTH FINANCIAL NETWORK
July 26, 1989 - November 8, 1990
CETERA WEALTH SERVICES, LLC
February 17, 1987 - August 12, 1989
CARDINAL FINANCIAL EQUITIES, INC.
May 14, 1986 - July 29, 1986
CARDINAL FINANCIAL EQUITIES, INC.
March 10, 1981 - January 12, 1987
FSC SECURITIES CORPORATION
January 29, 1980 - December 21, 1980
DERAND/PENNINGTON/BASS, INC.
January 14, 1977 - July 26, 1989
PROVIDENT MARKETING CORPORATION
July 19, 1974 - August 20, 1974
HARTFORD VARIABLE ANNUITY LIFE LIFE INSURANCE COMPANY
July 19, 1974 - May 9, 1977
HIMCO DISTRIBUTION SERVICES COMPANY
January 18, 1974 - January 14, 1977
PLA SECURITIES CORPORATION
June 1, 1972 - July 25, 1973
INDEPENDENT FINANCIAL PLANNERS CORPORATION
May 13, 1971 - March 19, 1980
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/12/1971
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
