M Louise D. Daniel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
M Louise Daniel Daniel, who also goes by M. Louise Daniel Daniel, was a registered financial professional .
M Louise is a previously registered financial professional and started their career in finance in 2000. M Louise had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2013 - December 31, 2018
ACG WEALTH INC.
September 30, 2013 - June 11, 2014
TRIAD ADVISORS LLC
March 17, 2003 - November 28, 2011
1ST GLOBAL ADVISORS INC
January 2, 2000 - November 28, 2011
1ST GLOBAL CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ACG WEALTH INC.
CRD#: 150419 / SEC#: 801-70298
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,815 |
| AUM (Assets Under Management) | $ 1,222,836,655 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
