Kathleen Somerville
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathleen Somerville, who also goes by Kathleen Somerville Speer, was a registered financial professional .
Kathleen is a previously registered financial professional and started their career in finance in 2001. Kathleen had worked at 1 firm and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2001 - March 1, 2016
U.S. GLOBAL BROKERAGE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
U.S. GLOBAL BROKERAGE, INC.
CRD#: 44721 / SEC#: , 8-50856
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
