Kevin R. Worthley
CFP®Professional Summary
Kevin R. Worthley, CFP®, who also goes by Kevin R Worthley, is a registered financial advisor currently at WEALTH MANAGEMENT RESOURCES, INC. located in Smithfield, Rhode Island. Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Kevin has worked at 5 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kevin R Worthley
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
26 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
WEALTH MANAGEMENT RESOURCES, INC.
Contact Information
Main Address
28 Cedar Swamp Road Suite One, Smithfield, RI 02917Phone Number
(401) 356-1400Established
Rhode Island since 01/18/1994Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
9SEC notice filing (13 States and Territories)
Registered to provide investment advisory services in 13 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
1,508AUM (Assets Under Management)
$385,200,640Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
WEALTH MANAGEMENT RESOURCES, INC.
State Registrations and Notice Filings
(1/23/2013)
(11/10/2015)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Aug 2016About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Kevin R. Worthley's CRS (Customer Relationship Summary).
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