Thaddeus N. Toal

RCS FINANCIAL PLANNING

Annapolis, MD 21401

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CRD#: 4089665

Professional summary

Thaddeus Norman Toal JR., CFP®, who also goes by Ted Toal, Thaddeus Norman Toal Jr, is a registered financial advisor currently at RCS FINANCIAL PLANNING, LLC located in Annapolis, Maryland.

Thaddeus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Thaddeus has worked at 8 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ted Toal | Thaddeus Norman Toal Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Thaddeus Norman Toal Jr is a personal investor in RobustWealth; approximately 1.00%. He designs portfolios and do not receive compensation for his activities for RobustWealth. Robustwealth is a trade monitoring and trade implementing service. RCS may direct clients to use their services. RCS always acts in the best interest of the client and clients are in no way required to use the services of any representative of RCS in connection with such individual's activities outside of RCS. Thaddeus Norman Toal Jr is a personal investor in AssetBook; approximately .15%. Portfolio accounting that produces reports for client meeting. He does not receive any compensation. Clients do not pay any fee for the services provided by AssetBook.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thaddeus Norman Toal JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

February 13, 2018 - Present

RCS FINANCIAL PLANNING, LLC

Office #1: 130 Admiral Cochrane Drive Suite 200, Annapolis, MD 21401

RIA

CRD#: 291678

Annapolis, MD

Past

January 6, 2009 - May 1, 2018

ROCKWOOD WEALTH MANAGEMENT, LLC

RIA

CRD#: 137481

ANNAPOLIS, MD

Past

September 10, 2004 - December 19, 2008

TRITON WEALTH MANAGEMENT

RIA

CRD#: 132601

ANNAPOLIS, MD

Past

February 22, 2002 - October 26, 2004

MEDALLION ADVISORY SERVICES, LLC

RIA

CRD#: 113788

ANNAPOLIS, MD

Past

January 30, 2002 - September 22, 2004

MEDALLION INVESTMENT SERVICES, INC.

CRD#: 45314

SEVERNA PARK, MD

Past

August 3, 2001 - December 31, 2001

THE VARIABLE ANNUITY MARKETING COMPANY

CRD#: 5081

HOUSTON, TX

Past

August 3, 2001 - February 6, 2002

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

Past

February 17, 2000 - July 24, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RCS FINANCIAL PLANNING, LLC

CRD#: 291678 / SEC#: 801-112282

RIA

Registered Investment Advisory firm - (2/7/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(2/13/2018)

IAR

North Carolina
(8/1/2024)

IAR

Texas
(8/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/8/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 3/17/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/16/2000

General Securities Representative Examination

Current Firm

RCS FINANCIAL PLANNING, LLC

CRD#: 291678 / SEC#: 801-112282

RIA

Registered Investment Advisory firm - (2/7/2018 Approved)

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Contact information

Main Address

130 Admiral Cochrane Drive Suite 200, Annapolis, MD 21401

Mailing Address

Phone number

(410) 224-0097

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-RCS FINANCIAL PLANNING, LLC (3/14/2025)

Regulatory assets under management

Total Number of Accounts	675
AUM (Assets Under Management)	$ 241,347,380

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thaddeus N. Toal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thaddeus Norman Toal JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

ROCKWOOD WEALTH MANAGEMENT, LLC

TRITON WEALTH MANAGEMENT

MEDALLION ADVISORY SERVICES, LLC

MEDALLION INVESTMENT SERVICES, INC.

THE VARIABLE ANNUITY MARKETING COMPANY

VALIC FINANCIAL ADVISORS, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

RCS FINANCIAL PLANNING, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/8/2000

Series 31

Date: 3/17/2000

Series 7

Date: 2/16/2000

Current Firm

RCS FINANCIAL PLANNING, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RCS FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

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