Mark S. Pfeiffer
Professional summary
Mark Stewart Pfeiffer is a registered financial professional currently at FBN SECURITIES, INC. located in Ny, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Stewart Pfeiffer's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 19, 2013 - Present
FBN SECURITIES, INC.
Office #1: 112 West 34th Street 18th Floor, Ny, NY 10120Office #2: 112 West 34th Street 17th Floor, New York, NY 10120October 29, 2002 - November 29, 2012
AVIAN SECURITIES, LLC
January 20, 2000 - June 27, 2002
LADENBURG THALMANN & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/20/2025)
(4/27/2015)
(2/19/2013)
(2/19/2013)
(2/19/2013)
(12/9/2021)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/17/2002
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
FBN SECURITIES, INC.
CRD#: 18315 / SEC#: , 8-30461
Contact information
FINRA licenses (36 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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