Leslie J. Conklin

PARK WALK INVESTMENTS LLC

AUSTIN, TX 78746

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CRD#: 4089464

Professional summary

Leslie Jay Conklin JR. is a registered financial advisor currently at PARK WALK INVESTMENTS LLC located in Austin, Texas and PARK WALK CAPITAL MARKETS, LLC located in Austin, Texas.

Leslie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Leslie has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leslie Jay Conklin JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 2022 - Present

PARK WALK INVESTMENTS LLC

Office #1: 1250 S. Capital Of Texas Hwy. Bldg. 3, Suite 400, Austin, TX 78746

RIA

CRD#: 300977

AUSTIN, TX

Current

December 23, 2019 - Present

PARK WALK CAPITAL MARKETS, LLC

Office #1: 1120 South Capital Of Texas Highway Bldg. 1 - Suite 120, Austin, TX 78746Office #2: 1250 South Capital Of Texas Highway Bldg. 3, Suite 400, Austin, TX 78746Office #3: 17 Hanover Square, London, W1S 1BN

CRD#: 304551

Austin, TX

Past

January 21, 2022 - December 31, 2021

PARK WALK INVESTMENTS LLC

RIA

CRD#: 300977

AUSTIN, TX

Past

January 14, 2020 - December 31, 2021

PARK WALK INVESTMENTS LLC

RIA

CRD#: 300977

Austin, TX

Past

March 5, 2010 - August 5, 2019

SEAPORT GLOBAL SECURITIES LLC

CRD#: 116270

LONDON,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/10/2022)

Connecticut
(1/7/2020)

Florida
(2/21/2020)

Illinois
(11/19/2020)

Massachusetts
(3/31/2020)

Minnesota
(4/1/2020)

New York
(3/11/2020)

Pennsylvania
(10/26/2020)

Texas
(1/2/2020)

IAR

Texas
(2/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/14/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/13/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/4/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 1/7/2011

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/11/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PARK WALK INVESTMENTS LLC

CRD#: 300977 / SEC#:

Texas

Registered Investment Advisory firm - (2/18/2022 Approved)

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Contact information

Main Address

1250 S. Capital Of Texas Hwy. Bldg. 3, Suite 400, Austin, TX 78746

Mailing Address

Phone number

(512) 886-4410

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Leslie J. Conklin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leslie Jay Conklin JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK WALK CAPITAL MARKETS, LLC

PARK WALK INVESTMENTS LLC

PARK WALK INVESTMENTS LLC

SEAPORT GLOBAL SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/14/2020

Series 63

Date: 2/13/2010

SIE

Date: 10/1/2018

Series 7

Date: 3/4/2010

Series 4

Date: 1/7/2011

Series 24

Date: 3/11/2010

FINRA

Current Firm

PARK WALK INVESTMENTS LLC

Contact information

Documents

Red Flags

Company Information

PARK WALK INVESTMENTS LLC

TRUST BUT VERIFY

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