Leslie Jay Conklin Jr.

NAME OF BUSINESS: PARK WALK EUROPE LLP (FORMERLY SEAPORT EUROPE LOAN PRODUCTS LLP & AMIAS BERMAN & CO LLP) INVESTMENT RELATED: YES ADDRESS: 17 HANOVER SQUARE, LONDON, W1S 1BN NATURE OF BUSINESS: FSA REGISTERED AFFILIATED BROKER/DEALER POSITION: DIRECTOR START DATE: 08/05/2019 APPROXIMATE NUMBER OF HRS./MOS. DEVOTED: 80 APPROXIMATE NUMBER OF HRS./MOS DEVOTED DURING TRADING HRS. : 80 DUTIES: SALES/TRADING/BUILD-OUT COMPENSATION: COMMISSION NAME OF BUSINESS: PARK WALK LTD INVESTMENT RELATED: YES ADDRESS: 17 HANOVER SQUARE, LONDON, W1S 1BN NATURE OF BUSINESS: INVESTMENTS POSITION/TITLE: DIRECTOR START DATE: 9/2015 APPROXIMATE NUMBER OF HRS./MOS. DEVOTED: NOT APPLICABLE APPROXIMATE NUMBER OF HRS./MOS DEVOTED DURING TRADING HRS.: NOT APPLICABLE DUTIES: OWNER OF PARK WALK EUROPE LLP COMPENSATION: NONE NAME OF BUSINESS: 1AC INVESTMENTS LLC INVESTMENT RELATED: YES ADDRESS: 4319 SHADOW OAK LANE, AUSTIN, TX. 78764 NATURE OF BUSINESS: INVESTMENTS POSITION/TITLE: MANAGING MEMBER START DATE: 8/2011 APPROXIMATE NUMBER OF HRS./MOS. DEVOTED: NOT APPLICABLE APPROXIMATE NUMBER OF HRS./MOS DEVOTED DURING TRADING HRS.: NOT APPLICABLE DUTIES: OWNER OF PARK WALK INVESTMENTS LLC COMPENSATION: NOT APPLICABLE NAME OF BUSINESS: PARK WALK LLC INVESTMENT RELATED: YES ADDRESS: 1250 S. CAPITAL OF TX HWY., BLDG. 3-STE. 400, AUSTIN, TX 78746 NATURE OF BUSINESS: INVESTMENTS POSITION/TITLE: MANAGING MEMBER START DATE: 05/2019 APPROXIMATE NUMBER OF HRS./MOS. DEVOTED: NOT APPLICABLE APPROXIMATE NUMBER OF HRS./MOS DEVOTED DURING TRADING HRS.: NOT APPLICABLE DUTIES: OWNER OF PARK WALK CAPITAL MARKETS, LLC COMPENSATION: NOT APPLICABLE NAME OF BUSINESS: PARK WALK INVESTMENTS LLC INVESTMENT RELATED: YES ADDRESS: 1250 S. CAPITAL OF TX HWY., BLDG. 3-STE. 400, AUSTIN, TX 78746 NATURE OF BUSINESS: IN PROCESS OF BECOMING RIA POSITION/TITLE: OWNER START DATE: 03/2019 APPROXIMATE NUMBER OF HRS./MOS. DEVOTED: 4 APPROXIMATE NUMBER OF HRS./MOS DEVOTED DURING TRADING HRS.: 0 DUTIES: MANAGE LICENSING AND BUILD-OUT COMPENSATION: NONE NAME OF BUSINESS: SW10 CREDIT OPPORTUNITIES LLC INVESTMENT RELATED: YES ADDRESS: 1250 S. CAPITAL OF TX HWY., BLDG. 3-STE. 400, AUSTIN, TX 78746 NATURE OF BUSINESS: PERIODIC INVESTMENTS POSITION/TITLE: PARTNER START DATE: 03/2022 APPROXIMATE NUMBER OF HRS./MOS. DEVOTED: 1APPROXIMATE NUMBER OF HRS./MOS DEVOTED DURING TRADING HRS.: 1 DUTIES: PARTICIPATING IN DECISIONS ON WHAT TO INVEST IN COMPENSATION: POTENTIAL PROFITS FROM INVESTMENTS NAME OF BUSINESS: PARK WALK CREDIT PARTNERS LLC INVESTMENT RELATED: YES ADDRESS: 1250 S. CAPITAL OF TX HWY., BLDG. 3-STE. 400, AUSTIN, TX 78746 NATURE OF BUSINESS: PURCHASE OF OPPORTUNISTIC INVESTMENTS POSITION/TITLE: DIRECTOR START DATE: 04/2020 APPROXIMATE NUMBER OF HRS./MOS. DEVOTED: 5 APPROXIMATE NUMBER OF HRS./MOS DEVOTED DURING TRADING HRS.: 5 DUTIES: IDENTIFY POTENTIAL INVESTMENTS