John D. Haggar

JD HAGGAR FINANCIAL

Castle Rock, CO

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CRD#: 4089362

Professional summary

John Daley Haggar, who also goes by John Daley Haggar, John Haggar, is a registered financial advisor currently at JD HAGGAR FINANCIAL located in Castle Rock, Colorado.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. John has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Daley Haggar | John Haggar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ED HAGGAR FAMILY FOUNDATION, 4099 MCEWEN STREET, SUITE #308 DALLAS, TX 75244; NOT INVESTMENT RELATED. BOARD MEMBER OF ED HAGGAR FAMILY FOUNDATION. A NON-PROFIT THAT GIVES MONEY TO OTHER ORGANIZATIONS SUCH AS ST. JUDE CARE, RED CROSS, ETC. ASSISTS IN DECIDING WHICH ORGANIZATIONS ARE IN NEED OF MONEY AND HELPS GET THE MONEY TO THEM; START DATE 06/01/1985; APPROX. 2 HRS SPENT PER MONTH; NO COMPENSATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Daley Haggar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2024 - Present

JD HAGGAR FINANCIAL

RIA

CRD#: 329083

Castle Rock, CO

Past

June 24, 2021 - June 30, 2023

CEDRUS

RIA

CRD#: 312878

Castle Rock, CO

Past

May 10, 2019 - May 5, 2021

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

LAKEWOOD, CO

Past

May 10, 2019 - May 5, 2021

EQUITABLE ADVISORS, LLC

CRD#: 6627

LAKEWOOD, CO

Past

July 20, 2018 - April 1, 2019

CEDRUS

RIA

CRD#: 111842

LITTLETON, CO

Past

August 23, 2007 - February 1, 2018

OSAIC FA, INC.

RIA

CRD#: 3978

DENVER, CO

Past

August 23, 2007 - February 1, 2018

OSAIC FA, INC.

CRD#: 3978

DENVER, CO

Past

February 17, 2006 - September 17, 2007

J.D. HAGGAR FINANCIAL INC.

RIA

CRD#: 116002

LONE TREE, CO

Past

December 17, 2000 - December 31, 2005

J.D. HAGGAR FINANCIAL INC.

RIA

CRD#: 116002

CASTLE ROCK, CO

Past

December 15, 1999 - August 14, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

LONE TREE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/27/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/14/1999

General Securities Representative Examination

Current Firm

JD HAGGAR FINANCIAL

HAGGAR, JOHN D. | JD HAGGAR FINANCIAL LLC | JD HAGGAR FINANCIAL

CRD#: 329083 / SEC#:

Colorado

Registered Investment Advisory firm - (10/25/2024 Approved)

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Contact information

Main Address

Castle Rock, CO

Mailing Address

Phone number

(303) 884-8794

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John D. Haggar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Daley Haggar's CRS (Customer Relationship Summary).

Certified licenses

Experience

CEDRUS

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

CEDRUS

OSAIC FA, INC.

OSAIC FA, INC.

J.D. HAGGAR FINANCIAL INC.

J.D. HAGGAR FINANCIAL INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/1999

Series 63

Date: 12/27/1999

SIE

Date: 2/1/2018

Series 7

Date: 12/14/1999

Current Firm

JD HAGGAR FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JD HAGGAR FINANCIAL

TRUST BUT VERIFY

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