Ronald G. Saffer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Gordon Saffer, who also goes by Ron Saffer, Saff Saffer, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1969. Ronald had worked at 21 firms and has passed the Series 66, Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2008 - December 31, 2020
SAFFER WEALTH STRATEGIES
May 21, 2008 - December 31, 2013
GENEOS WEALTH MANAGEMENT, INC.
January 2, 2008 - February 4, 2014
GENEOS WEALTH MANAGEMENT, INC.
December 12, 1994 - December 31, 2007
SECURITIES AMERICA, INC.
October 29, 1993 - December 31, 1994
PENTAD SECURITIES, INC.
February 18, 1992 - November 9, 1993
FOX & COMPANY INVESTMENTS INC.
May 29, 1991 - January 13, 1992
U.S. SECURITIES CLEARING CORP.
January 30, 1989 - December 1, 1989
TOLUCA PACIFIC SECURITIES CORP.
September 25, 1987 - August 22, 1989
PRUCO SECURITIES, LLC.
April 16, 1985 - May 29, 1991
BILTMORE EQUITIES & SECURITIES, LTD.
July 30, 1980 - April 19, 1985
J. W. GARRETT AND COMPANY
January 10, 1979 - February 24, 1980
THE VARIABLE ANNUITY MARKETING COMPANY
December 12, 1978 - September 13, 1979
CONTINENTAL AMERICAN SECURITIES, INC.
January 4, 1977 - December 7, 1978
PHIL YOUNG SECURITIES, INC
May 4, 1976 - June 3, 1976
GENERAL SECURITIES CORP
January 24, 1975 - April 18, 1976
SECURITIES RESOURCE GROUP, LTD.
December 4, 1973 - March 12, 1976
MOUNTAIN STATES SECURITIES, INC.
September 28, 1971 - January 10, 1974
BELLIS & COMPANY
August 25, 1971 - May 25, 1974
CALIFORNIA-WESTERN STATES LIFE INSURANCE COMPANY
February 3, 1970 - December 14, 1983
G. R. PHELPS & CO., INC.
May 22, 1969 - July 26, 1984
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
May 1, 1969 - December 15, 1971
INVESTMENT ASSOCIATES INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/26/1969
Registered Representative ExaminationCurrent Firm
SAFFER WEALTH STRATEGIES
CRD#: 114028 / SEC#:
Contact information
Red Flags
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