Juan A. Gonzalez
Professional summary
Juan Alberto Gonzalez is a registered financial advisor currently at ALTFEST PERSONAL WEALTH MANAGEMENT located in Bay Harbor Island, Florida.
Juan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Juan has worked at 4 firms and has passed the Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Juan Alberto Gonzalez's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2025 - Present
ALTFEST PERSONAL WEALTH MANAGEMENT
August 18, 2014 - October 19, 2015
FREEDOM INVESTORS CORP.
January 16, 2004 - December 31, 2014
MERRIMAC CORPORATE SECURITIES, INC.
February 22, 2000 - November 5, 2004
ALLEN DOUGLAS SECURITIES, INC.
Primary Firm SEC Registration
ALTFEST PERSONAL WEALTH MANAGEMENT
CRD#: 110130 / SEC#: 801-18320
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/8/2025)
Exams
Current Firm
ALTFEST PERSONAL WEALTH MANAGEMENT
CRD#: 110130 / SEC#: 801-18320
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,191 |
| AUM (Assets Under Management) | $ 1,622,512,064 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 01/26/2024 | ||
| 01/11/2023 | ||
| 10/21/2022 |
Red Flags
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