Tyler C. Simones

NORTHWEST QUADRANT WEALTH MANAGEMENT

Bend, OR 97702

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CRD#: 4088925

Professional summary

Tyler Coughlin Simones is a registered financial advisor currently at NORTHWEST QUADRANT WEALTH MANAGEMENT located in Bend, Oregon.

Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Tyler has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 8/19/2011 - Northwest Quadrant, LLC - DBA: (Hybrid) Northwest Quadrant Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/2011 - Time Spent 100% - I provide investment advisory services through Northwest Quadrant, LLC, an independent investment advisor firm. I started this business activity in 06/2011. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 8/22/2011: FINANCIAL FOCUS - OTHER-RADIO SHOW THAT IS PART OF RIA - Time Spent 15% - WE HAVE A RADIO SHOW CALLED FINANCIAL FOCUS WHICH IS PART OF THE RIA AND IS ONE OF OUR MARKETING TOOLS. 3. 10/17/2012: NORTHWEST QUADRANT WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - TIME SPENT 3% - OCCASIONALLY I WILL HELP A CLIENT BUY LIFE INSURANCE OR LONG-TERM CARE INSURANCE. 4. 8/30/2013: NORTHWEST QUADRANT WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Coughlin Simones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2011 - Present

NORTHWEST QUADRANT WEALTH MANAGEMENT

Office #1: 650 Sw Bond St. Suite 250, Bend, OR 97702

RIA

CRD#: 158455

Bend, OR

Past

July 28, 2017 - August 9, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

EUGENE, OR

Past

August 18, 2011 - August 18, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

EUGENE, OR

Past

August 18, 2011 - June 2, 2022

LPL FINANCIAL LLC

CRD#: 6413

EUGENE, OR

Past

July 8, 2008 - August 18, 2011

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

BEND, OR

Past

May 30, 2008 - August 18, 2011

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

BEND, OR

Past

October 2, 2006 - May 27, 2008

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

February 10, 2005 - September 7, 2006

SECURITY DISTRIBUTORS

CRD#: 3336

TOPEKA, KS

Past

May 20, 2004 - October 29, 2004

WESTMINSTER FINANCIAL SECURITIES, INC.

CRD#: 20677

BEAVERCREEK, OH

Past

December 7, 1999 - July 11, 2003

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHWEST QUADRANT WEALTH MANAGEMENT

NORTHWEST QUADRANT WEALTH MANAGEMENT | NORTHWEST QUADRANT, LLC

CRD#: 158455 / SEC#: 801-72636

RIA

Registered Investment Advisory firm - (8/18/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(8/30/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/7/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/30/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/5/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/6/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/18/2011

General Securities Principal Examination

Current Firm

NORTHWEST QUADRANT WEALTH MANAGEMENT

NORTHWEST QUADRANT WEALTH MANAGEMENT | NORTHWEST QUADRANT, LLC

CRD#: 158455 / SEC#: 801-72636

RIA

Registered Investment Advisory firm - (8/18/2011 Approved)

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Contact information

Main Address

650 Sw Bond St. Suite 250, Bend, OR 97702

Mailing Address

Phone number

(541) 388-9888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWQ - ADV PART 2A: FIRM BROCHURE (4/23/2025)

NWQ - ADV PART 2A APPENDIX: WRAP BROCHURE (4/23/2025)

Regulatory assets under management

Total Number of Accounts	1,741
AUM (Assets Under Management)	$ 533,960,987

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Tyler C. Simones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Coughlin Simones's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

SECURITY DISTRIBUTORS

WESTMINSTER FINANCIAL SECURITIES, INC.

AMUNDI DISTRIBUTOR US, INC.

Primary Firm SEC Registration

NORTHWEST QUADRANT WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 7/7/2008

Series 63

Date: 4/30/2007

SIE

Date: 10/1/2018

Series 7

Date: 11/5/2002

Series 6

Date: 12/6/1999

Series 24

Date: 11/18/2011

Current Firm

NORTHWEST QUADRANT WEALTH MANAGEMENT

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTHWEST QUADRANT WEALTH MANAGEMENT

TRUST BUT VERIFY

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