William F. Sadowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Frederick Sadowski, who also goes by Bill Sadowski, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1971. William had worked at 7 firms and has passed the Series 3 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2000 - July 1, 2013
LOOP CAPITAL MARKETS LLC
October 29, 1998 - April 13, 1999
NUVEEN SECURITIES, LLC
May 12, 1997 - May 23, 1997
REINOSO & COMPANY, INCORPORATED
March 21, 1996 - December 16, 1996
FINANCIAL SQUARE PARTNERS
January 31, 1980 - October 16, 1995
UBS FINANCIAL SERVICES INC.
November 14, 1972 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
September 27, 1971 - November 14, 1972
EASTMAN DILLON, UNION SECURITIES & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/23/1971
Registered Representative ExaminationCurrent Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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