Mark A. Schweiss

MODERN DOLLAR PLANNING

St. Louis, MO 63104

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CRD#: 4088794

Professional summary

Mark Allen Schweiss, CFP® is a registered financial advisor currently at MODERN DOLLAR PLANNING, LLC located in St. Louis, Missouri.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Mark has worked at 15 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) At Last, 2016 LLC, 4909 Laclede Avenue St. Louis, MO 63108, Not investment related - real estate investment LLC, Managing Partner, 7/1/2019, 4 hours/month, Hours during securities trading: 2 hours/month, Bookkeeping, organizing any repairs needed on the property.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Allen Schweiss's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

December 14, 2017 - Present

MODERN DOLLAR PLANNING, LLC

Office #1: 1807 Park Avenue, St. Louis, MO 63104

RIA

CRD#: 174695

St. Louis, MO

Past

August 25, 2016 - September 25, 2017

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

St. Louis, MO

Past

August 25, 2016 - September 25, 2017

HIGHTOWER SECURITIES, LLC

CRD#: 116681

ST. LOUIS, MO

Past

April 19, 2016 - August 26, 2016

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

ST. LOUIS, MO

Past

September 10, 2008 - August 26, 2016

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

ST. LOUIS, MO

Past

September 8, 2008 - August 26, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

ST. LOUIS, MO

Past

June 14, 2007 - August 25, 2008

MONETA GROUP INVESTMENT ADVISORS, LLC

RIA

CRD#: 104727

CLAYTON, MO

Past

February 12, 2007 - April 18, 2007

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

CRD#: 130139

PLYMOUTH, MN

Past

February 5, 2007 - May 4, 2007

LPL FINANCIAL LLC

CRD#: 6413

BURNSVILLE, MN

Past

September 22, 2004 - February 9, 2007

SII INVESTMENTS, INC.

CRD#: 2225

BURNSVILLE, MN

Past

December 15, 2000 - August 23, 2002

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

December 13, 2000 - August 17, 2004

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

November 2, 2000 - May 7, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

October 4, 2000 - December 13, 2000

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

May 30, 2000 - September 26, 2000

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

May 30, 2000 - September 26, 2000

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

January 26, 2000 - May 9, 2000

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

CRD#: 38357

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MODERN DOLLAR PLANNING, LLC

CRD#: 174695 / SEC#: 801-128613

RIA

Registered Investment Advisory firm - (8/21/2023 Approved)

California

Registered Investment Advisory firm - (9/30/2023 Terminated)

Illinois

Registered Investment Advisory firm - (8/31/2023 Terminated)

Missouri

Registered Investment Advisory firm - (8/31/2023 Terminated)

Texas

Registered Investment Advisory firm - (8/31/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/3/2019)

IAR

Illinois
(3/6/2018)

IAR

Missouri
(12/14/2017)

IAR

Texas
(1/29/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/13/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/25/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/25/2000

General Securities Representative Examination

Current Firm

MODERN DOLLAR PLANNING, LLC

CRD#: 174695 / SEC#: 801-128613

RIA

Registered Investment Advisory firm - (8/21/2023 Approved)

California

Registered Investment Advisory firm - (9/30/2023 Terminated)

Illinois

Registered Investment Advisory firm - (8/31/2023 Terminated)

Missouri

Registered Investment Advisory firm - (8/31/2023 Terminated)

Texas

Registered Investment Advisory firm - (8/31/2023 Terminated)

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Contact information

Main Address

1807 Park Avenue, St. Louis, MO 63104

Mailing Address

Phone number

(314) 827-5852

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (1/13/2025)

Regulatory assets under management

Total Number of Accounts	572
AUM (Assets Under Management)	$ 121,985,766

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark A. Schweiss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Allen Schweiss's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGHTOWER ADVISORS, LLC

HIGHTOWER SECURITIES, LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

MONETA GROUP INVESTMENT ADVISORS, LLC

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

LPL FINANCIAL LLC

SII INVESTMENTS, INC.

WELLS FARGO BROKERAGE SERVICES, L.L.C.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES INC.

WELLS FARGO BROKERAGE SERVICES, L.L.C.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

Primary Firm SEC Registration

MODERN DOLLAR PLANNING, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/13/1999

SIE

Date: 9/25/2017

Series 7

Date: 1/25/2000

Current Firm

MODERN DOLLAR PLANNING, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MODERN DOLLAR PLANNING, LLC

TRUST BUT VERIFY

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