David N. Marks

ONE ACROSS CAPITAL

Maplewood, NJ 07040

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CRD#: 4088786

Professional summary

David Neil Marks is a registered financial advisor currently at ONE ACROSS CAPITAL, LLC located in Maplewood, New Jersey.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Neil Marks's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2012 - Present

ONE ACROSS CAPITAL, LLC

Office #1: 145 Dunnell Road, North Wing, Maplewood, NJ 07040

RIA

CRD#: 161034

Maplewood, NJ

Past

January 20, 2000 - February 16, 2006

GILDER GAGNON HOWE & CO. LLC

CRD#: 2002

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/15/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/13/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/16/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/18/2000

General Securities Representative Examination

Current Firm

ONE ACROSS CAPITAL, LLC

CRD#: 161034 / SEC#:

New Jersey

Registered Investment Advisory firm - (3/15/2012 Approved)

New York

Registered Investment Advisory firm - (12/11/2024 Terminated)

Texas

Registered Investment Advisory firm - (12/11/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

145 Dunnell Road, North Wing, Maplewood, NJ 07040

Mailing Address

Phone number

(973) 275-9100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 5,656,500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David N. Marks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Neil Marks's CRS (Customer Relationship Summary).

Certified licenses

Experience

ONE ACROSS CAPITAL, LLC

GILDER GAGNON HOWE & CO. LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/13/2012

Series 63

Date: 3/16/2000

Series 7

Date: 1/18/2000

Current Firm

ONE ACROSS CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ONE ACROSS CAPITAL, LLC

TRUST BUT VERIFY

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