Justin K. Wine

ASPEN WEALTH MANAGEMENT

Hollywood, FL

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CRD#: 4088317

Professional summary

Justin Kerry Wine, CFP® is a registered financial advisor currently at ASPEN WEALTH MANAGEMENT, LLC located in Hollywood, Florida and EMERSON EQUITY LLC located in Irvine, California.

Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Justin has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)- ASPEN WATCH TRADING LLC-NOT INVESTMENT RELATED; 18117 BISCAYNE BLVD #1539 MIAMI, FL 33160; WATCH COLLECTOR; OWNER, PLANNING TRIPS TO BUY AND SELL WATCHES, NO HOURS DURING SECURITIES TRADING HOURS; 2016 2)-ASPEN WEALTH MANAGEMENT-INVESTMENT RELATED; 18117 BISCAYNE BLVD #1539 MIAMI, FL 33160; REGISTERED INVESTMENT ADVISOR; OWNER; MANAGE INVESTMENTS FOR CLIENTS OF THE RIA; 6.5 HOURS DAILY DURING SECURITIES TRADING HOURS; 12/2010

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Kerry Wine's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

September 10, 2021 - Present

ASPEN WEALTH MANAGEMENT, LLC

RIA

CRD#: 313212

Hollywood, FL

Current

October 20, 2022 - Present

EMERSON EQUITY LLC

Office #1: 9940 Research Drive Suite 200, Irvine, CA 92618

RIA

CRD#: 130032

Irvine, CA

Past

September 14, 2012 - July 1, 2021

BCG SECURITIES, INC.

RIA

CRD#: 70

Miami Beach, FL

Past

August 28, 2012 - July 1, 2021

BCG SECURITIES, INC.

CRD#: 70

WASHINGTON, DC

Past

December 17, 2010 - September 5, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

WASHINGTON, DC

Past

December 3, 2010 - September 5, 2012

LPL FINANCIAL LLC

CRD#: 6413

WASHINGTON, DC

Past

August 16, 2002 - December 7, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WASHINGTON, DC

Past

August 16, 2002 - December 7, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WASHINGTON, DC

Past

May 4, 2000 - August 28, 2002

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BETHESDA, MD

Past

February 4, 2000 - August 28, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/3/2023)

IAR

Florida
(9/10/2021)

Florida
(12/22/2022)

Georgia
(4/11/2023)

Maryland
(10/25/2022)

Nevada
(1/18/2023)

Virginia
(12/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/10/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/3/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/13/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ASPEN WEALTH MANAGEMENT, LLC

CRD#: 313212 / SEC#:

Florida

Registered Investment Advisory firm - (9/10/2021 Approved)

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Contact information

Main Address

West Palm Beach, FL

Mailing Address

18117 Biscayne Blvd #1539, Aventura, FL 33160

Phone number

(703) 626-2637

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	37
AUM (Assets Under Management)	$ 36,824,542

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Justin K. Wine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Kerry Wine's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMERSON EQUITY LLC

BCG SECURITIES, INC.

BCG SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/10/2000

SIE

Date: 10/1/2018

Series 7

Date: 2/3/2000

Series 24

Date: 4/13/2011

FINRA

Current Firm

ASPEN WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASPEN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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