Aaron P. Guidotti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aaron Patrick Guidotti, who also goes by Aaron Patrick Guidotti, was a registered financial professional .
Aaron is a previously registered financial professional and started their career in finance in 2000. Aaron had worked at 3 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2002 - November 30, 2017
CAPITAL INVESTMENT SERVICES, INC.
March 8, 2000 - November 19, 2008
OSAIC WEALTH, INC.
January 20, 2000 - March 2, 2000
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAPITAL INVESTMENT SERVICES, INC.
CRD#: 120357 / SEC#: 801-61135
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
