Kangsan Kim
Professional summary
Kangsan Kim was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kangsan is a previously registered financial advisor and started their career in finance in 2000. Prior to being barred, Kangsan had worked at 3 firms, which includes UNUS CAPITAL MANAGEMENT INC., CENTAURUS FINANCIAL INC., EQUITABLE ADVISORS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2002 - November 25, 2004
UNUS CAPITAL MANAGEMENT, INC.
August 27, 2001 - October 2, 2003
CENTAURUS FINANCIAL, INC.
February 10, 2000 - October 6, 2000
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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