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KM

Kurt S. Maekawa

PNC CAPITAL ADVISORS LLC
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 4088144
KM

Professional summary

Kurt Setsuo Maekawa, CIMA®, who also goes by Kurt Setsuo Maekawa, is a registered financial advisor currently at PNC CAPITAL ADVISORS LLC located in Chicago, Illinois and PNC CAPITAL MARKETS LLC located in Chicago, Illinois.

Kurt is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Kurt has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kurt Setsuo Maekawa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Setsuo Maekawa's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

September 10, 2025 - Present

PNC CAPITAL ADVISORS LLC

Office #1: One North Franklin Street Suite 3330, Chicago, IL 60606
RIA
CRD#: 151829
Chicago, IL
Current

September 10, 2025 - Present

PNC CAPITAL MARKETS LLC

Office #1: 1 North Franklin St, Chicago, IL 60606
BD
CRD#: 15647
Chicago, IL
Past

November 28, 2022 - July 18, 2025

ALLSPRING FUNDS MANAGEMENT, LLC

RIA
CRD#: 110841
Chicago, IL
Past

December 27, 2016 - November 21, 2022

ALLSPRING FUNDS MANAGEMENT, LLC

RIA
CRD#: 110841
Chicago, IL
Past

April 5, 2005 - July 18, 2025

ALLSPRING FUNDS DISTRIBUTOR, LLC

BD
CRD#: 133366
Chicago, IL
Past

December 17, 2004 - December 31, 2014

ALLSPRING FUNDS MANAGEMENT, LLC

RIA
CRD#: 110841
SAN FRANCISCO, CA
Past

February 24, 2003 - April 1, 2005

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
SAN FRANCISCO, CA
Past

January 21, 2002 - April 1, 2005

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PNC CAPITAL ADVISORS LLC
PNC CAPITAL ADVISORS LLC

CRD#: 151829 / SEC#: 801-70684

RIA
Registered Investment Advisory firm - (9/29/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(9/10/2025)
IAR
Illinois
(9/10/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/21/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/19/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/20/2015
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PNC CAPITAL ADVISORS LLC
PNC CAPITAL ADVISORS LLC

CRD#: 151829 / SEC#: 801-70684

RIA
Registered Investment Advisory firm - (9/29/2009 Approved)
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Contact information

Main Address
One East Pratt Street Fifth Floor - East, Baltimore, MD 21202
Mailing Address
Phone number
(216) 222-3921
Established
Firm type
Fiscal year end
# of Employees
263

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

PCA FORM ADV PART 2A BROCHURE 2025 4 4 (4/4/2025)

Regulatory assets under management

Total Number of Accounts573
AUM (Assets Under Management)$ 42,558,194,728

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/17/2025
Cover Page
Report
10/28/2024
Cover Page
Report
08/24/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PNC CAPITAL ADVISORS LLC

CRD#: 151829Chicago, IL 60606

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