Leroy W. Sackman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leroy William Sackman, who also goes by Leroy Wilfred Sackman, Wilfred Sackman, was a registered financial professional .
Leroy is a previously registered financial professional and started their career in finance in 1968. Leroy had worked at 7 firms and has passed the Series 63, PC, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 1995 - June 21, 2002
AMERICAN INVESTMENT SERVICES, INC.
September 4, 1990 - November 4, 1994
WELLS FARGO CLEARING SERVICES, LLC
April 4, 1978 - September 4, 1990
BLUNT ELLIS & LOEWI INCORPORATED
November 22, 1977 - November 20, 1983
LEHMAN BROTHERS INC.
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.
June 21, 1976 - April 4, 1978
LOEWI & CO., INCORPORATED
June 6, 1968 - November 17, 1976
LAMSON BROS. & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 8/12/1977
AMEX Put and Call ExamSeries 1
Date: 9/14/1966
Registered Representative ExaminationCurrent Firm
AMERICAN INVESTMENT SERVICES, INC.
CRD#: 21111 / SEC#: , 8-38685
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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