AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
JS

Justus R. Sackett

Some features on this profile are disabled
CRD#: 408764
JS
Justus Russell Sackett JR

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Justus Russell Sackett JR was a registered financial professional .

Justus is a previously registered financial professional and started their career in finance in 1964. Justus had worked at 14 firms and has passed the Series 63, Series 5, PC, Series 1, Series 4 and Series 24 exams.

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 28, 1998 - December 19, 2000

SAPERSTON ASSET MANAGEMENT, INC.

BD
CRD#: 44379
HAMBURG, NY
Past

October 16, 1997 - May 5, 1998

LASALLE ST SECURITIES, L.L.C.

BD
CRD#: 7191
ELMHURST, IL
Past

May 4, 1995 - October 16, 1997

SAPERSTON FINANCIAL INC.

BD
CRD#: 27863
BUFFALO, NY
Past

November 27, 1991 - June 14, 1995

WASHINGTON INVESTMENT CORPORATION

BD
CRD#: 25727
WASHINGTON, DC
Past

August 3, 1988 - November 1, 1991

MERIDIAN, DUNHILL & CO., INC.

BD
CRD#: 15294
Past

February 16, 1988 - August 8, 1988

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
Past

February 17, 1987 - February 22, 1988

WACHOVIA SECURITIES, INC.

BD
CRD#: 431
Past

November 10, 1981 - March 2, 1987

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

November 26, 1979 - November 25, 1981

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

January 18, 1978 - November 26, 1979

LOEB PARTNERS

BD
CRD#: 7534
Past

January 4, 1977 - January 18, 1978

LOEB RHOADES & CO. INC.

BD
CRD#: 7502
Past

February 8, 1974 - January 4, 1977

LOEB, RHOADES & CO. INC.

BD
CRD#: 525
Past

July 2, 1973 - March 19, 1974

DUPONT WALSTON, INCORPORATED

BD
CRD#: 870
Past

April 22, 1964 - July 2, 1973

DUPONT GLORE FORGAN INCORPORATED

BD
CRD#: 1000001

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/24/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 5
Date: 10/17/1981
Interest Rate Options Examination
General Industry/Product Exam
RR
PC
Date: 9/1/1977
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 1
Date: 4/20/1964
Registered Representative Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/17/1988
General Securities Principal Examination

Current Firm


SA
SAPERSTON ASSET MANAGEMENT, INC.
SAPERSTON ASSET MANAGEMENT, INC.

CRD#: 44379 / SEC#: 801-55180, 8-50658

BD
Terminated by SEC on 01/29/2019
Loading...

Contact information


Main Address
172 Lake Street, Hamburg, NY 14075
Mailing Address
Phone number
Established
Delaware since 11/10/1997
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

SAPERSTON SELECT INVESTMENT MANAGEMENT PROGRAM (3/31/2018)

Direct owners and executive officers


NamePositionCRD#
SCENIC BUFFALO, L.P.SOLE SHAREHOLDER
HASENSTAB, DAVID CHRISTOPHERVP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL2645866
SAPERSTON, KAREN LEBERPRESIDENT, ROSFP, OPERATIONS & REGISTRATION1921232
SAPERSTON, KAREN LEBERMUNICIPAL SECURITIES PRINCIPAL1921232

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SAPERSTON ASSET MANAGEMENT, INC.

CRD#: 44379

TRUST BUT VERIFY

Monitor Justus Sackett

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
HELENA, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
ESTERO, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.