Omar R. Marquez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Omar Ricardo Marquez, who also goes by Omar R Marquez, was a registered financial professional .
Omar is a previously registered financial professional and started their career in finance in 2000. Omar had worked at 7 firms and has passed the Series 65, Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2018 - December 31, 2021
E2I ADVISORS, LLC
January 24, 2018 - February 8, 2018
E2I ADVISORS, LLC
March 14, 2016 - January 2, 2018
TRU INDEPENDENCE ASSET MANAGEMENT, LLC
July 23, 2015 - March 25, 2016
VALDA PARTNERS, LLC
July 9, 2015 - July 15, 2015
VALDA PARTNERS, LLC
July 9, 2015 - February 25, 2020
PURSHE KAPLAN STERLING INVESTMENTS
August 28, 2009 - July 21, 2015
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
August 28, 2009 - July 21, 2015
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
January 30, 2004 - September 8, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 30, 2004 - September 8, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 23, 2003 - February 3, 2004
MORGAN STANLEY DW INC.
December 21, 2000 - February 3, 2004
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
E2I ADVISORS, LLC
CRD#: 285987 / SEC#: 801-111058
Contact information
Regulatory assets under management
| Total Number of Accounts | 281 |
| AUM (Assets Under Management) | $ 194,014,207 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
